0001225208-24-010875.txt : 20241217 0001225208-24-010875.hdr.sgml : 20241217 20241217130039 ACCESSION NUMBER: 0001225208-24-010875 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20241213 FILED AS OF DATE: 20241217 DATE AS OF CHANGE: 20241217 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Aisenbrey Christopher S CENTRAL INDEX KEY: 0001913663 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09109 FILM NUMBER: 241554533 MAIL ADDRESS: STREET 1: 880 CARILLON PARKWAY CITY: SAINT PETERSBURG STATE: FL ZIP: 33716 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RAYMOND JAMES FINANCIAL INC CENTRAL INDEX KEY: 0000720005 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] ORGANIZATION NAME: 02 Finance IRS NUMBER: 591517485 STATE OF INCORPORATION: FL FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 880 CARILLON PKWY CITY: ST PETERSBURG STATE: FL ZIP: 33716 BUSINESS PHONE: 727-567-1000 MAIL ADDRESS: STREET 1: 880 CARILLON PKWY CITY: ST. PETERSBURG STATE: FL ZIP: 33716 FORMER COMPANY: FORMER CONFORMED NAME: RJ FINANCIAL CORP/FL DATE OF NAME CHANGE: 19870303 4 1 doc4.xml X0508 4 2024-12-13 0000720005 RAYMOND JAMES FINANCIAL INC RJF 0001913663 Aisenbrey Christopher S 880 CARILLON PARKWAY ST. PETERSBURG FL 33716 1 Chief Human Resources Officer 0 Common Stock 2024-12-15 4 M 0 850.0000 0 A 13133.0000 D Common Stock 2024-12-15 4 F 0 334.0000 160.4900 D 12799.0000 D Common Stock 644.0000 I ESOP Restricted Stock Units 2024-12-13 4 A 0 3741.0000 0.0000 A 2029-12-15 Common Stock 3741.0000 3741.0000 D Restricted Stock Units 2024-12-13 4 A 0 624.0000 0.0000 A 2027-12-15 2027-12-15 Common Stock 624.0000 624.0000 D Restricted Stock Units 2024-12-15 4 M 0 850.0000 0.0000 D 2024-12-15 2024-12-15 Common Stock 850.0000 0.0000 D Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. Includes shares of common stock acquired under the reporting person's Employee Stock Ownership Plan (ESOP) account through December 10, 2024. RSUs vest 60% on 12/15/2027, 20% on 12/15/2028, and 20% on 12/15/2029. Award of RSUs as a portion of annual bonus under Amended and Restated 2012 Stock Incentive Plan. This Form 4 reports (i) a grant of management RSUs to the reporting person, (ii) a grant of RSUs as a portion of the annual bonus to the reporting person, (iii) the vesting of RSUs awarded to the reporting person on December 15, 2021, and (iv) a disposition by the reporting person to the issuer to cover tax liability in connection with such vesting. /s/ Christopher S. Aisenbrey by Jonathan J. Doyle as Attorney-in-Fact 2024-12-17