0001225208-24-010836.txt : 20241216 0001225208-24-010836.hdr.sgml : 20241216 20241216131455 ACCESSION NUMBER: 0001225208-24-010836 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20241212 FILED AS OF DATE: 20241216 DATE AS OF CHANGE: 20241216 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Shoukry Paul M CENTRAL INDEX KEY: 0001798349 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09109 FILM NUMBER: 241551047 MAIL ADDRESS: STREET 1: 880 CARILLON PARKWAY CITY: ST. PETERSBURG STATE: FL ZIP: 33716 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RAYMOND JAMES FINANCIAL INC CENTRAL INDEX KEY: 0000720005 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] ORGANIZATION NAME: 02 Finance IRS NUMBER: 591517485 STATE OF INCORPORATION: FL FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 880 CARILLON PKWY CITY: ST PETERSBURG STATE: FL ZIP: 33716 BUSINESS PHONE: 727-567-1000 MAIL ADDRESS: STREET 1: 880 CARILLON PKWY CITY: ST. PETERSBURG STATE: FL ZIP: 33716 FORMER COMPANY: FORMER CONFORMED NAME: RJ FINANCIAL CORP/FL DATE OF NAME CHANGE: 19870303 4 1 doc4.xml X0508 4 2024-12-12 0000720005 RAYMOND JAMES FINANCIAL INC RJF 0001798349 Shoukry Paul M 880 CARILLON PARKWAY ST. PETERSBURG FL 33716 1 1 President 0 Common Stock 2024-12-12 4 M 0 900.0000 0 A 33628.0000 D Common Stock 2024-12-12 4 F 0 354.0000 161.5100 D 33274.0000 D Common Stock 2024-12-15 4 M 0 4409.0000 0 A 37683.0000 D Common Stock 2024-12-15 4 F 0 1734.0000 160.4900 D 35949.0000 D Common Stock 1318.0000 I ESOP Restricted Stock Units 2024-12-12 4 M 0 900.0000 0.0000 D 2024-12-12 Common Stock 900.0000 0.0000 D Restricted Stock Units 2024-12-13 4 A 0 6235.0000 0.0000 A 2029-12-15 Common Stock 6235.0000 6235.0000 D Restricted Stock Units 2024-12-13 4 A 0 7950.0000 0.0000 A 2027-12-15 2027-12-15 Common Stock 7950.0000 7950.0000 D Restricted Stock Units 2024-12-15 4 M 0 4409.0000 0.0000 D 2024-12-15 2024-12-15 Common Stock 4409.0000 0.0000 D Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. Includes shares of common stock acquired under the reporting person's Employee Stock Ownership Plan (ESOP) account through December 10, 2024. RSUs vested 60% on 12/12/2022, 20% on 12/12/2023, and 20% on 12/12/2024. RSUs vest 60% on 12/15/2027, 20% on 12/15/2028, and 20% on 12/15/2029. Award of RSUs as a portion of annual bonus under Amended and Restated 2012 Stock Incentive Plan. This Form 4 reports (i) a grant of management RSUs to the reporting person, (ii) a grant of RSUs as a portion of the annual bonus to the reporting person, (iii) the vestings of RSUs awarded to the reporting person, and (iv) dispositions by the reporting person to the issuer to cover tax liability in connection with such vesting. /s/ Paul M. Shoukry by Jonathan J. Doyle as Attorney-in-Fact 2024-12-16