0001225208-24-010479.txt : 20241203 0001225208-24-010479.hdr.sgml : 20241203 20241203173636 ACCESSION NUMBER: 0001225208-24-010479 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20241130 FILED AS OF DATE: 20241203 DATE AS OF CHANGE: 20241203 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Aisenbrey Christopher S CENTRAL INDEX KEY: 0001913663 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09109 FILM NUMBER: 241523906 MAIL ADDRESS: STREET 1: 880 CARILLON PARKWAY CITY: SAINT PETERSBURG STATE: FL ZIP: 33716 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RAYMOND JAMES FINANCIAL INC CENTRAL INDEX KEY: 0000720005 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] ORGANIZATION NAME: 02 Finance IRS NUMBER: 591517485 STATE OF INCORPORATION: FL FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 880 CARILLON PKWY CITY: ST PETERSBURG STATE: FL ZIP: 33716 BUSINESS PHONE: 727-567-1000 MAIL ADDRESS: STREET 1: 880 CARILLON PKWY CITY: ST. PETERSBURG STATE: FL ZIP: 33716 FORMER COMPANY: FORMER CONFORMED NAME: RJ FINANCIAL CORP/FL DATE OF NAME CHANGE: 19870303 4 1 doc4.xml X0508 4 2024-11-30 0000720005 RAYMOND JAMES FINANCIAL INC RJF 0001913663 Aisenbrey Christopher S 880 CARILLON PARKWAY ST. PETERSBURG FL 33716 1 Chief Human Resources Officer 0 Common Stock 2024-11-30 4 M 0 2086.0000 0 A 12110.0000 D Common Stock 2024-11-30 4 M 0 900.0000 0 A 13010.0000 D Common Stock 2024-11-30 4 F 0 219.0000 169.2800 D 12791.0000 D Common Stock 2024-11-30 4 F 0 508.0000 169.2800 D 12283.0000 D Common Stock 644.0000 I ESOP Restricted Stock Units 2024-11-30 4 M 0 900.0000 0.0000 D 2025-11-30 Common Stock 900.0000 900.0000 D Restricted Stock Units 2024-11-30 4 M 0 2086.0000 0.0000 D 2026-11-30 Common Stock 2086.0000 1390.0000 D Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. Includes shares of common stock acquired under the reporting person's Employee Stock Ownership Plan (ESOP) account through November 20, 2024. RSUs vested 60% on 11/30/2023, 20% on 11/30/2024, and will vest 20% on 11/30/2025. RSUs vested 60% on 11/30/2024 and will vest 20% on 11/30/2025 and 20% on 11/30/2026. This Form 4 reports (i) the partial vestings of RSUs awarded to the reporting person and (ii) dispositions by the reporting person to the issuer to cover the tax liability in connection with such vestings. /s/ Christopher S. Aisenbrey by Jonathan J. Doyle as Attorney-in-Fact 2024-12-03