0001225208-24-010230.txt : 20241126
0001225208-24-010230.hdr.sgml : 20241126
20241126182022
ACCESSION NUMBER: 0001225208-24-010230
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20241122
FILED AS OF DATE: 20241126
DATE AS OF CHANGE: 20241126
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Curtis Scott A
CENTRAL INDEX KEY: 0001601143
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09109
FILM NUMBER: 241505784
MAIL ADDRESS:
STREET 1: 880 CARILLON PARKWAY
CITY: ST PETERSBURG
STATE: FL
ZIP: 33716
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: RAYMOND JAMES FINANCIAL INC
CENTRAL INDEX KEY: 0000720005
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
ORGANIZATION NAME: 02 Finance
IRS NUMBER: 591517485
STATE OF INCORPORATION: FL
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 880 CARILLON PKWY
CITY: ST PETERSBURG
STATE: FL
ZIP: 33716
BUSINESS PHONE: 727-567-1000
MAIL ADDRESS:
STREET 1: 880 CARILLON PKWY
CITY: ST. PETERSBURG
STATE: FL
ZIP: 33716
FORMER COMPANY:
FORMER CONFORMED NAME: RJ FINANCIAL CORP/FL
DATE OF NAME CHANGE: 19870303
4
1
doc4.xml
X0508
4
2024-11-22
0000720005
RAYMOND JAMES FINANCIAL INC
RJF
0001601143
Curtis Scott A
880 CARILLON PARKWAY
ST. PETERSBURG
FL
33716
1
Chief Operating Officer
0
Common Stock
2024-11-22
4
M
0
1500.0000
0
A
179954.0000
D
Common Stock
2024-11-22
4
F
0
330.0000
163.7800
D
179624.0000
D
Common Stock
2024-11-25
4
A
0
5275.0000
0.0000
A
184899.0000
D
Common Stock
4094.0000
I
ESOP
Restricted Stock Units
2024-11-22
4
M
0
1500.0000
0.0000
D
2024-11-22
Common Stock
1500.0000
0.0000
D
Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.
Vesting of Performance Restricted Stock Units (PRSUs) granted on 12/15/2021.
Includes shares of common stock acquired under the reporting person's Employee Stock Ownership Plan (ESOP) account through November 20, 2024.
RSUs vested 60% on 11/22/2022, 20% on 11/22/2023, and 20% on 11/22/2024.
This Form 4 reports (i) the partial vesting of RSUs awarded to the reporting person, (ii) a disposition by the reporting person to the issuer to cover the tax liability in connection with such vesting, and (iii) the acquisition by the reporting person of common stock resulting from the vesting of Restricted Stock Units (RSUs) granted on 12/15/2021 based on the company's attaining certain levels of average after-tax return-on-equity, as modified by the company's relative total shareholder return compared to a peer group, over a three-year measurement period.
/s/ Scott A. Curtis by Jonathan J. Doyle as Attorney-in-Fact
2024-11-26