0001225208-24-010230.txt : 20241126 0001225208-24-010230.hdr.sgml : 20241126 20241126182022 ACCESSION NUMBER: 0001225208-24-010230 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20241122 FILED AS OF DATE: 20241126 DATE AS OF CHANGE: 20241126 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Curtis Scott A CENTRAL INDEX KEY: 0001601143 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09109 FILM NUMBER: 241505784 MAIL ADDRESS: STREET 1: 880 CARILLON PARKWAY CITY: ST PETERSBURG STATE: FL ZIP: 33716 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RAYMOND JAMES FINANCIAL INC CENTRAL INDEX KEY: 0000720005 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] ORGANIZATION NAME: 02 Finance IRS NUMBER: 591517485 STATE OF INCORPORATION: FL FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 880 CARILLON PKWY CITY: ST PETERSBURG STATE: FL ZIP: 33716 BUSINESS PHONE: 727-567-1000 MAIL ADDRESS: STREET 1: 880 CARILLON PKWY CITY: ST. PETERSBURG STATE: FL ZIP: 33716 FORMER COMPANY: FORMER CONFORMED NAME: RJ FINANCIAL CORP/FL DATE OF NAME CHANGE: 19870303 4 1 doc4.xml X0508 4 2024-11-22 0000720005 RAYMOND JAMES FINANCIAL INC RJF 0001601143 Curtis Scott A 880 CARILLON PARKWAY ST. PETERSBURG FL 33716 1 Chief Operating Officer 0 Common Stock 2024-11-22 4 M 0 1500.0000 0 A 179954.0000 D Common Stock 2024-11-22 4 F 0 330.0000 163.7800 D 179624.0000 D Common Stock 2024-11-25 4 A 0 5275.0000 0.0000 A 184899.0000 D Common Stock 4094.0000 I ESOP Restricted Stock Units 2024-11-22 4 M 0 1500.0000 0.0000 D 2024-11-22 Common Stock 1500.0000 0.0000 D Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. Vesting of Performance Restricted Stock Units (PRSUs) granted on 12/15/2021. Includes shares of common stock acquired under the reporting person's Employee Stock Ownership Plan (ESOP) account through November 20, 2024. RSUs vested 60% on 11/22/2022, 20% on 11/22/2023, and 20% on 11/22/2024. This Form 4 reports (i) the partial vesting of RSUs awarded to the reporting person, (ii) a disposition by the reporting person to the issuer to cover the tax liability in connection with such vesting, and (iii) the acquisition by the reporting person of common stock resulting from the vesting of Restricted Stock Units (RSUs) granted on 12/15/2021 based on the company's attaining certain levels of average after-tax return-on-equity, as modified by the company's relative total shareholder return compared to a peer group, over a three-year measurement period. /s/ Scott A. Curtis by Jonathan J. Doyle as Attorney-in-Fact 2024-11-26