0001225208-24-010217.txt : 20241126 0001225208-24-010217.hdr.sgml : 20241126 20241126162135 ACCESSION NUMBER: 0001225208-24-010217 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20241122 FILED AS OF DATE: 20241126 DATE AS OF CHANGE: 20241126 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Larson Katherine H CENTRAL INDEX KEY: 0002034572 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09109 FILM NUMBER: 241504176 MAIL ADDRESS: STREET 1: 880 CARILLON PARKWAY CITY: SAINT PETERSBURG STATE: FL ZIP: 33716 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RAYMOND JAMES FINANCIAL INC CENTRAL INDEX KEY: 0000720005 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] ORGANIZATION NAME: 02 Finance IRS NUMBER: 591517485 STATE OF INCORPORATION: FL FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 880 CARILLON PKWY CITY: ST PETERSBURG STATE: FL ZIP: 33716 BUSINESS PHONE: 727-567-1000 MAIL ADDRESS: STREET 1: 880 CARILLON PKWY CITY: ST. PETERSBURG STATE: FL ZIP: 33716 FORMER COMPANY: FORMER CONFORMED NAME: RJ FINANCIAL CORP/FL DATE OF NAME CHANGE: 19870303 4 1 doc4.xml X0508 4 2024-11-22 0000720005 RAYMOND JAMES FINANCIAL INC RJF 0002034572 Larson Katherine H 880 CARILLON PARKWAY ST. PETERSBURG FL 33716 1 Chief Accounting Officer 0 Common Stock 2024-11-22 4 M 0 450.0000 0 A 1112.0000 D Common Stock 2024-11-22 4 F 0 109.0000 163.7800 D 1003.0000 D Common Stock 161.0000 I By spouse through ESOP Common Stock 445.0000 I ESOP Restricted Stock Units 2024-11-22 4 M 0 450.0000 0.0000 D 2024-11-22 Common Stock 450.0000 0.0000 D Restricted Stock Units 2024-11-25 4 A 0 1392.0000 0.0000 A 2029-11-30 Common Stock 1392.0000 1392.0000 D Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. Includes shares of common stock acquired under the reporting person's spouse's Employee Stock Ownership Plan (ESOP) account through November 20, 2024. Includes shares of common stock acquired under the reporting person's Employee Stock Ownership Plan (ESOP) account through November 20, 2024. RSUs vested 60% on 11/22/2022, 20% on 11/22/2023, and 20% on 11/22/2024. RSUs vest 60% on 11/30/2027, 20% on 11/30/2028, and 20% on 11/30/2029. This Form 4 reports (i) the partial vesting of RSUs awarded to the reporting person, (ii) a disposition by the reporting person to the issuer to cover the tax liability in connection with such vesting, and (iii) a grant of RSUs to the reporting person. /s/ Katherine H. Larson by Jonathan J. Doyle as Attorney-in-Fact 2024-11-26