0001225208-23-009107.txt : 20231002 0001225208-23-009107.hdr.sgml : 20231002 20231002123651 ACCESSION NUMBER: 0001225208-23-009107 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230930 FILED AS OF DATE: 20231002 DATE AS OF CHANGE: 20231002 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Coulter James Robert Edward CENTRAL INDEX KEY: 0001902845 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09109 FILM NUMBER: 231298628 MAIL ADDRESS: STREET 1: 40 KING STREET W STREET 2: SUITE 5400 CITY: TORONTO STATE: A6 ZIP: M5H 3Y2 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RAYMOND JAMES FINANCIAL INC CENTRAL INDEX KEY: 0000720005 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 591517485 STATE OF INCORPORATION: FL FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 880 CARILLON PKWY CITY: ST PETERSBURG STATE: FL ZIP: 33716 BUSINESS PHONE: 727-567-1000 MAIL ADDRESS: STREET 1: 880 CARILLON PKWY CITY: ST. PETERSBURG STATE: FL ZIP: 33716 FORMER COMPANY: FORMER CONFORMED NAME: RJ FINANCIAL CORP/FL DATE OF NAME CHANGE: 19870303 4 1 doc4.xml X0508 4 2023-09-30 0000720005 RAYMOND JAMES FINANCIAL INC RJF 0001902845 Coulter James Robert Edward 880 CARILLON PARKWAY ST. PETERSBURG FL 33716 1 Director & CEO, RJ Ltd. 0 Common Stock 2023-09-30 4 M 0 3203.0000 0 A 15510.0000 D Restricted Stock Units 2023-09-30 4 M 0 3203.0000 0.0000 D 2023-09-30 2023-09-30 Common Stock 3203.0000 0.0000 D Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. This Form 4 reports the vesting of RSUs awarded to the reporting person. /s/ James Robert Edward Coulter by Jonathan J. Doyle as Attorney-in-Fact 2023-10-02