0001225208-22-011917.txt : 20221125 0001225208-22-011917.hdr.sgml : 20221125 20221125132616 ACCESSION NUMBER: 0001225208-22-011917 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20221122 FILED AS OF DATE: 20221125 DATE AS OF CHANGE: 20221125 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Santelli Jonathan N CENTRAL INDEX KEY: 0001672865 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09109 FILM NUMBER: 221419531 MAIL ADDRESS: STREET 1: 880 CARILLON PARKWAY CITY: SAINT PETERSBURG STATE: FL ZIP: 33716 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RAYMOND JAMES FINANCIAL INC CENTRAL INDEX KEY: 0000720005 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 591517485 STATE OF INCORPORATION: FL FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 880 CARILLON PKWY CITY: ST PETERSBURG STATE: FL ZIP: 33716 BUSINESS PHONE: 727-567-1000 MAIL ADDRESS: STREET 1: 880 CARILLON PKWY CITY: ST. PETERSBURG STATE: FL ZIP: 33716 FORMER COMPANY: FORMER CONFORMED NAME: RJ FINANCIAL CORP/FL DATE OF NAME CHANGE: 19870303 4 1 doc4.xml X0306 4 2022-11-22 0000720005 RAYMOND JAMES FINANCIAL INC RJF 0001672865 Santelli Jonathan N 880 CARILLON PARKWAY ST. PETERSBURG FL 33716 1 EVP, Gen Counsel, Secy Common Stock 2022-11-22 4 M 0 4500.0000 0 A 13277.0000 D Common Stock 2022-11-22 4 F 0 1095.0000 123.5200 D 12182.0000 D Common Stock 378.0000 I ESOP Restricted Stock Units 2022-11-22 4 M 0 4500.0000 0.0000 D 2024-11-22 Common Stock 4500.0000 3000.0000 D Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. Includes shares of common stock acquired under the reporting person's Employee Stock Ownership Plan (ESOP) account through November 18, 2022. RSUs vested 60% on 11/22/2022 and will vest 20% on 11/22/2023 and 20% on 11/22/2024. The RSU grant was previously reported as covering 5,000 shares awarded on November 22, 2019, but was adjusted to reflect the 3-for-2 stock split by means of a stock dividend that occurred on September 21, 2021. This Form 4 reports (i) the partial vesting of RSUs awarded to the reporting person and (ii) disposition by the reporting person to the issuer to cover the tax liability in connection with such vesting. /s/ Jonathan N. Santelli by Jonathan J. Doyle as Attorney-in-Fact 2022-11-25