0001225208-22-011917.txt : 20221125
0001225208-22-011917.hdr.sgml : 20221125
20221125132616
ACCESSION NUMBER: 0001225208-22-011917
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20221122
FILED AS OF DATE: 20221125
DATE AS OF CHANGE: 20221125
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Santelli Jonathan N
CENTRAL INDEX KEY: 0001672865
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09109
FILM NUMBER: 221419531
MAIL ADDRESS:
STREET 1: 880 CARILLON PARKWAY
CITY: SAINT PETERSBURG
STATE: FL
ZIP: 33716
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: RAYMOND JAMES FINANCIAL INC
CENTRAL INDEX KEY: 0000720005
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 591517485
STATE OF INCORPORATION: FL
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 880 CARILLON PKWY
CITY: ST PETERSBURG
STATE: FL
ZIP: 33716
BUSINESS PHONE: 727-567-1000
MAIL ADDRESS:
STREET 1: 880 CARILLON PKWY
CITY: ST. PETERSBURG
STATE: FL
ZIP: 33716
FORMER COMPANY:
FORMER CONFORMED NAME: RJ FINANCIAL CORP/FL
DATE OF NAME CHANGE: 19870303
4
1
doc4.xml
X0306
4
2022-11-22
0000720005
RAYMOND JAMES FINANCIAL INC
RJF
0001672865
Santelli Jonathan N
880 CARILLON PARKWAY
ST. PETERSBURG
FL
33716
1
EVP, Gen Counsel, Secy
Common Stock
2022-11-22
4
M
0
4500.0000
0
A
13277.0000
D
Common Stock
2022-11-22
4
F
0
1095.0000
123.5200
D
12182.0000
D
Common Stock
378.0000
I
ESOP
Restricted Stock Units
2022-11-22
4
M
0
4500.0000
0.0000
D
2024-11-22
Common Stock
4500.0000
3000.0000
D
Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.
Includes shares of common stock acquired under the reporting person's Employee Stock Ownership Plan (ESOP) account through November 18, 2022.
RSUs vested 60% on 11/22/2022 and will vest 20% on 11/22/2023 and 20% on 11/22/2024.
The RSU grant was previously reported as covering 5,000 shares awarded on November 22, 2019, but was adjusted to reflect the 3-for-2 stock split by means of a stock dividend that occurred on September 21, 2021.
This Form 4 reports (i) the partial vesting of RSUs awarded to the reporting person and (ii) disposition by the reporting person to the issuer to cover the tax liability in connection with such vesting.
/s/ Jonathan N. Santelli by Jonathan J. Doyle as Attorney-in-Fact
2022-11-25