0001225208-21-007970.txt : 20210511
0001225208-21-007970.hdr.sgml : 20210511
20210511170613
ACCESSION NUMBER: 0001225208-21-007970
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210510
FILED AS OF DATE: 20210511
DATE AS OF CHANGE: 20210511
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Raney Steven M
CENTRAL INDEX KEY: 0001422342
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09109
FILM NUMBER: 21912337
MAIL ADDRESS:
STREET 1: 880 CARILLON PARKWAY
CITY: ST. PETERSBURG
STATE: FL
ZIP: 33716
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: RAYMOND JAMES FINANCIAL INC
CENTRAL INDEX KEY: 0000720005
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 591517485
STATE OF INCORPORATION: FL
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 880 CARILLON PKWY
CITY: ST PETERSBURG
STATE: FL
ZIP: 33716
BUSINESS PHONE: 727-567-1000
MAIL ADDRESS:
STREET 1: 880 CARILLON PKWY
CITY: ST. PETERSBURG
STATE: FL
ZIP: 33716
FORMER COMPANY:
FORMER CONFORMED NAME: RJ FINANCIAL CORP/FL
DATE OF NAME CHANGE: 19870303
4
1
doc4.xml
X0306
4
2021-05-10
0000720005
RAYMOND JAMES FINANCIAL INC
RJF
0001422342
Raney Steven M
880 CARILLON PARKWAY
ST. PETERSBURG
FL
33716
1
President & CEO RJBank
Common Stock
2021-05-10
4
S
0
370.0000
136.0662
D
34530.0000
D
Common Stock
2021-05-10
4
S
0
1630.0000
135.7385
D
32900.0000
D
Common Stock
1834.0000
I
ESOP
The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.
Reflects the weighted average sale price. The range of prices for such transaction was $136.05 to $136.08.
Includes 51 shares of common stock acquired on March 2, 2021, pursuant to the registrant's Employee Stock Purchase Plan.
Reflects the weighted average sale price. The range of prices for such transaction was $135.04 to $136.02.
Includes shares of common stock acquired under the reporting person's Employee Stock Ownership Plan (ESOP) account through May 10, 2021.
This Form 4 reports the open market sale by the reporting person of shares of common stock.
/s/ Steven M. Raney by Jonathan J. Doyle as Attorney-in-Fact
2021-05-11