0001225208-21-003892.txt : 20210226
0001225208-21-003892.hdr.sgml : 20210226
20210226101512
ACCESSION NUMBER: 0001225208-21-003892
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210224
FILED AS OF DATE: 20210226
DATE AS OF CHANGE: 20210226
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: REILLY PAUL C
CENTRAL INDEX KEY: 0001240439
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09109
FILM NUMBER: 21684521
MAIL ADDRESS:
STREET 1: 880 CARILLON PARKWAY
CITY: ST. PETERSBURG
STATE: FL
ZIP: 33716
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: RAYMOND JAMES FINANCIAL INC
CENTRAL INDEX KEY: 0000720005
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 591517485
STATE OF INCORPORATION: FL
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 880 CARILLON PKWY
CITY: ST PETERSBURG
STATE: FL
ZIP: 33716
BUSINESS PHONE: 727-567-1000
MAIL ADDRESS:
STREET 1: 880 CARILLON PKWY
CITY: ST. PETERSBURG
STATE: FL
ZIP: 33716
FORMER COMPANY:
FORMER CONFORMED NAME: RJ FINANCIAL CORP/FL
DATE OF NAME CHANGE: 19870303
4
1
doc4.xml
X0306
4
2021-02-24
0000720005
RAYMOND JAMES FINANCIAL INC
RJF
0001240439
REILLY PAUL C
880 CARILLON PARKWAY
ST. PETERSBURG
FL
33716
1
1
Chairman & CEO
Common Stock
2021-02-24
4
S
0
3967.0000
121.3874
D
73354.0000
D
Common Stock
2021-02-25
4
S
0
10000.0000
120.2892
D
63354.0000
D
Common Stock
1098.0000
I
ESOP
The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.
Reflects the weighted average sale price. The range of prices for such transaction was $121.23 to $121.56.
Reflects the weighted average sale price. The range of prices for such transaction was $120.00 to $120.63.
Includes shares of common stock acquired under the reporting person's Employee Stock Ownership Plan (ESOP) account through February 24, 2021.
This Form 4 reports the open market sale by the reporting person of shares of common stock. As of February 25, 2021, the reporting person's unvested holdings include 113,231 performance-based restricted stock units (RSUs) and 120,487 time-based RSUs, all of which were previously granted pursuant to the terms and conditions of the Raymond James Financial Inc. Amended and Restated 2012 Stock Incentive Plan.
/s/ Paul C. Reilly by Jonathan J. Doyle as Attorney-in-Fact
2021-02-26