0001225208-21-003314.txt : 20210222
0001225208-21-003314.hdr.sgml : 20210222
20210222165159
ACCESSION NUMBER: 0001225208-21-003314
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210218
FILED AS OF DATE: 20210222
DATE AS OF CHANGE: 20210222
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: JAMES THOMAS A
CENTRAL INDEX KEY: 0001182775
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09109
FILM NUMBER: 21661069
MAIL ADDRESS:
STREET 1: 880 CARILLON PARKWAY
CITY: ST. PETERSBURG
STATE: FL
ZIP: 33772
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: RAYMOND JAMES FINANCIAL INC
CENTRAL INDEX KEY: 0000720005
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 591517485
STATE OF INCORPORATION: FL
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 880 CARILLON PKWY
CITY: ST PETERSBURG
STATE: FL
ZIP: 33716
BUSINESS PHONE: 727-567-1000
MAIL ADDRESS:
STREET 1: 880 CARILLON PKWY
CITY: ST. PETERSBURG
STATE: FL
ZIP: 33716
FORMER COMPANY:
FORMER CONFORMED NAME: RJ FINANCIAL CORP/FL
DATE OF NAME CHANGE: 19870303
4
1
doc4.xml
X0306
4
2021-02-18
0000720005
RAYMOND JAMES FINANCIAL INC
RJF
0001182775
JAMES THOMAS A
880 CARILLON PARKWAY
ST. PETERSBURG
FL
33716
1
1
Chairman Emeritus
Common Stock
2021-02-18
4
S
0
27608.0000
116.5813
D
635146.0000
I
By Robert A. James Trust
Common Stock
2021-02-19
4
S
0
192392.0000
116.6159
D
442754.0000
I
By Robert A. James Trust
Common Stock
900.0000
I
By Harbus Investors, Inc.
Common Stock
33750.0000
I
By James Ventures, Inc.
Common Stock
1000000.0000
I
By TA James Ventures Partnership
Common Stock
11726874.0000
I
By Thomas A. James Family Rev Trust
Common Stock
426.0000
I
ESOP
Common Stock
108087.0000
I
Spouse
The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.
Reflects the weighted average sale price. The range of prices for such transaction was $116.55 to $116.92.
The reporting person is the trustee of the trust. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
Reflects the weighted average sale price. The range of prices for such transaction was $116.55 to $117.18.
Includes shares of common stock held in the reporting person's Employee Stock Ownership Plan (ESOP) account through February 18, 2021.
This Form 4 reports the open market sale by the reporting person of shares of common stock.
/s/ Thomas A. James by Jonathan J. Doyle as Attorney-in-Fact
2021-02-22