0001225208-21-003114.txt : 20210219 0001225208-21-003114.hdr.sgml : 20210219 20210219112738 ACCESSION NUMBER: 0001225208-21-003114 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210217 FILED AS OF DATE: 20210219 DATE AS OF CHANGE: 20210219 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Johnson Gordon L CENTRAL INDEX KEY: 0001500125 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09109 FILM NUMBER: 21653043 MAIL ADDRESS: STREET 1: 880 CARILLON PARKWAY CITY: ST PETERSBURG STATE: FL ZIP: 33716 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RAYMOND JAMES FINANCIAL INC CENTRAL INDEX KEY: 0000720005 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 591517485 STATE OF INCORPORATION: FL FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 880 CARILLON PKWY CITY: ST PETERSBURG STATE: FL ZIP: 33716 BUSINESS PHONE: 727-567-1000 MAIL ADDRESS: STREET 1: 880 CARILLON PKWY CITY: ST. PETERSBURG STATE: FL ZIP: 33716 FORMER COMPANY: FORMER CONFORMED NAME: RJ FINANCIAL CORP/FL DATE OF NAME CHANGE: 19870303 4 1 doc4.xml X0306 4 2021-02-17 0000720005 RAYMOND JAMES FINANCIAL INC RJF 0001500125 Johnson Gordon L 880 CARILLON PARKWAY ST. PETERSBURG FL 33716 1 Common Stock 2021-02-17 4 M 0 60.0000 0.0000 A 20779.0000 D Common Stock 2021-02-18 4 M 0 1727.0000 0 A 22506.0000 D Restricted Stock Units 0.0000 2021-02-17 4 M 0 60.0000 0.0000 D 2022-02-17 Common Stock 60.0000 60.0000 D Restricted Stock Units 2021-02-18 4 A 0 1283.0000 0.0000 A Common Stock 1283.0000 3010.0000 D Restricted Stock Units 2021-02-18 4 M 0 1727.0000 0.0000 D Common Stock 1727.0000 1283.0000 D Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. Restricted Stock Units vested 60% on 2/17/2020, 20% on 2/17/2021, and will vest 20% on 2/17/2022. The award will vest at the date of the next succeeding annual shareholders meeting, but no later than March 15, 2022. The award vested in accordance with its terms, which provided for vesting at the date of the next succeeding annual shareholders meeting following the grant date, but no later than March 15 of the calendar year following grant. This Form 4 reports (i) the acquisition by the reporting person of RSUs resulting from an annual grant to the registrant's non-executive directors and (ii) the vesting of RSUs awarded to the reporting person. /s/ Gordon L. Johnson by Jonathan J. Doyle as Attorney-in-Fact 2021-02-19