0001225208-21-000495.txt : 20210106 0001225208-21-000495.hdr.sgml : 20210106 20210106150047 ACCESSION NUMBER: 0001225208-21-000495 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210104 FILED AS OF DATE: 20210106 DATE AS OF CHANGE: 20210106 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Curtis Scott A CENTRAL INDEX KEY: 0001601143 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09109 FILM NUMBER: 21510151 MAIL ADDRESS: STREET 1: 880 CARILLON PARKWAY CITY: ST PETERSBURG STATE: FL ZIP: 33716 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RAYMOND JAMES FINANCIAL INC CENTRAL INDEX KEY: 0000720005 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 591517485 STATE OF INCORPORATION: FL FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 880 CARILLON PKWY CITY: ST PETERSBURG STATE: FL ZIP: 33716 BUSINESS PHONE: 727-567-1000 MAIL ADDRESS: STREET 1: 880 CARILLON PKWY CITY: ST. PETERSBURG STATE: FL ZIP: 33716 FORMER COMPANY: FORMER CONFORMED NAME: RJ FINANCIAL CORP/FL DATE OF NAME CHANGE: 19870303 4 1 doc4.xml X0306 4 2021-01-04 0000720005 RAYMOND JAMES FINANCIAL INC RJF 0001601143 Curtis Scott A 880 CARILLON PARKWAY ST. PETERSBURG FL 33716 1 President, PCG Common Stock 2021-01-04 4 F 0 555.0000 94.0300 D 98039.0000 D Common Stock 2448.0000 I ESOP Includes shares of common stock acquired under the reporting person's Employee Stock Ownership Plan (ESOP) account through January 4, 2021. This Form 4 reports a disposition to the issuer of shares to cover tax liability incident to the vesting of Performance RSUs, which vesting was previously timely reported on 12/4/2020. /s/ Scott A. Curtis by Jonathan J. Doyle as Attorney-in-Fact 2021-01-06