0001225208-20-014801.txt : 20201217
0001225208-20-014801.hdr.sgml : 20201217
20201217142047
ACCESSION NUMBER: 0001225208-20-014801
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20201215
FILED AS OF DATE: 20201217
DATE AS OF CHANGE: 20201217
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Allison Paul D
CENTRAL INDEX KEY: 0001453440
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09109
FILM NUMBER: 201395462
MAIL ADDRESS:
STREET 1: 880 CARILLON PARKWAY
CITY: ST. PETERSBURG
STATE: FL
ZIP: 33716
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: RAYMOND JAMES FINANCIAL INC
CENTRAL INDEX KEY: 0000720005
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 591517485
STATE OF INCORPORATION: FL
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 880 CARILLON PKWY
CITY: ST PETERSBURG
STATE: FL
ZIP: 33716
BUSINESS PHONE: 727-567-1000
MAIL ADDRESS:
STREET 1: 880 CARILLON PKWY
CITY: ST. PETERSBURG
STATE: FL
ZIP: 33716
FORMER COMPANY:
FORMER CONFORMED NAME: RJ FINANCIAL CORP/FL
DATE OF NAME CHANGE: 19870303
4
1
doc4.xml
X0306
4
2020-12-15
0000720005
RAYMOND JAMES FINANCIAL INC
RJF
0001453440
Allison Paul D
880 CARILLON PARKWAY
ST. PETERSBURG
FL
33716
1
Chair, President & CEO RJ Ltd.
Common Stock
2020-12-15
4
M
0
1255.0000
0
A
20054.0000
D
Common Stock
23950.0000
I
Rose Allison Holdings Inc.
Restricted Stock Units
2020-12-15
4
M
0
1255.0000
0.0000
D
2020-12-15
2020-12-15
Common Stock
1255.0000
0.0000
D
Restricted Stock Units
2020-12-15
4
A
0
1241.0000
0.0000
A
2023-12-15
2023-12-15
Common Stock
1241.0000
1241.0000
D
Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.
A corporation that is wholly owned by the reporting person's spouse. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
Award of RSUs as a portion of annual bonus under Amended and Restated 2012 Stock Incentive Plan.
This Form 4 reports (i) a grant of RSUs under the issuer's Amended and Restated 2012 Stock Incentive Plan as a portion of the annual bonus to the reporting person and (ii) the vesting of RSUs awarded to the reporting person on December 15, 2017.
/s/ Paul D. Allison by Jonathan J. Doyle as Attorney-in-Fact
2020-12-17