0001225208-20-008253.txt : 20200527 0001225208-20-008253.hdr.sgml : 20200527 20200527085418 ACCESSION NUMBER: 0001225208-20-008253 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200525 FILED AS OF DATE: 20200527 DATE AS OF CHANGE: 20200527 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Santelli Jonathan N CENTRAL INDEX KEY: 0001672865 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09109 FILM NUMBER: 20912864 MAIL ADDRESS: STREET 1: 880 CARILLON PARKWAY CITY: SAINT PETERSBURG STATE: FL ZIP: 33716 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RAYMOND JAMES FINANCIAL INC CENTRAL INDEX KEY: 0000720005 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 591517485 STATE OF INCORPORATION: FL FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 880 CARILLON PKWY CITY: ST PETERSBURG STATE: FL ZIP: 33716 BUSINESS PHONE: 727-567-1000 MAIL ADDRESS: STREET 1: 880 CARILLON PKWY CITY: ST. PETERSBURG STATE: FL ZIP: 33716 FORMER COMPANY: FORMER CONFORMED NAME: RJ FINANCIAL CORP/FL DATE OF NAME CHANGE: 19870303 4 1 doc4.xml X0306 4 2020-05-25 0000720005 RAYMOND JAMES FINANCIAL INC RJF 0001672865 Santelli Jonathan N 880 CARILLON PARKWAY ST. PETERSBURG FL 33716 1 EVP, Gen Counsel, Secy Common Stock 2020-05-25 4 M 0 3000.0000 0 A 4475.0000 D Common Stock 2020-05-25 4 F 0 722.0000 65.2100 D 3753.0000 D Common Stock 143.0000 I ESOP Restricted Stock Units 2020-05-25 4 M 0 3000.0000 0.0000 D 2021-05-25 Common Stock 3000.0000 3000.0000 D Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. Includes shares of common stock acquired under the reporting person's Employee Stock Ownership Plan (ESOP) account through May 25, 2020. The RSUs vest in five equal annual installments beginning on the first anniversary of the 5/25/2016 grant date, with the last such vesting date occurring on 5/25/2021. This Form 4 reports (i) the partial vesting of RSUs awarded to the reporting person and (ii) a disposition by the reporting person to the issuer to cover tax liability in connection with such vesting. /s/ Jonathan N. Santelli by Jonathan J. Doyle as Attorney-in-Fact 2020-05-27