0001225208-20-004812.txt : 20200311 0001225208-20-004812.hdr.sgml : 20200311 20200311134017 ACCESSION NUMBER: 0001225208-20-004812 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200309 FILED AS OF DATE: 20200311 DATE AS OF CHANGE: 20200311 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GODBOLD FRANCIS S CENTRAL INDEX KEY: 0001182758 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09109 FILM NUMBER: 20704811 MAIL ADDRESS: STREET 1: 880 CARILLON PARKWAY CITY: ST. PETERSBURG STATE: FL ZIP: 33716 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RAYMOND JAMES FINANCIAL INC CENTRAL INDEX KEY: 0000720005 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 591517485 STATE OF INCORPORATION: FL FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 880 CARILLON PKWY CITY: ST PETERSBURG STATE: FL ZIP: 33716 BUSINESS PHONE: 727-567-1000 MAIL ADDRESS: STREET 1: 880 CARILLON PKWY CITY: ST. PETERSBURG STATE: FL ZIP: 33716 FORMER COMPANY: FORMER CONFORMED NAME: RJ FINANCIAL CORP/FL DATE OF NAME CHANGE: 19870303 4 1 doc4.xml X0306 4 2020-03-09 0000720005 RAYMOND JAMES FINANCIAL INC RJF 0001182758 GODBOLD FRANCIS S 880 CARILLON PARKWAY ST. PETERSBURG FL 33716 1 1 Vice Chairman Common Stock 2020-03-09 4 P 0 12542.0000 65.3982 A 147042.0000 I by Francis S. Godbold Family Trust Common Stock 1731.0000 I ESOP The reporting person effected multiple same-way open market purchase transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares purchased at each separate price. Reflects the weighted average purchase price. The range of prices for such transaction was $64.99 to $65.50. Includes shares of common stock acquired under the reporting person's Employee Stock Ownership Plan (ESOP) account through March 9, 2020. This Form 4 reports an open market purchase by the reporting person of shares of common stock. /s/ Francis S. Godbold by Jonathan J. Doyle as Attorney-in-Fact 2020-03-11