0001225208-20-003241.txt : 20200224 0001225208-20-003241.hdr.sgml : 20200224 20200224153836 ACCESSION NUMBER: 0001225208-20-003241 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200220 FILED AS OF DATE: 20200224 DATE AS OF CHANGE: 20200224 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Johnson Gordon L CENTRAL INDEX KEY: 0001500125 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09109 FILM NUMBER: 20644051 MAIL ADDRESS: STREET 1: 880 CARILLON PARKWAY CITY: ST PETERSBURG STATE: FL ZIP: 33716 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RAYMOND JAMES FINANCIAL INC CENTRAL INDEX KEY: 0000720005 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 591517485 STATE OF INCORPORATION: FL FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 880 CARILLON PKWY CITY: ST PETERSBURG STATE: FL ZIP: 33716 BUSINESS PHONE: 727-567-1000 MAIL ADDRESS: STREET 1: 880 CARILLON PKWY CITY: ST. PETERSBURG STATE: FL ZIP: 33716 FORMER COMPANY: FORMER CONFORMED NAME: RJ FINANCIAL CORP/FL DATE OF NAME CHANGE: 19870303 4 1 doc4.xml X0306 4 2020-02-20 0000720005 RAYMOND JAMES FINANCIAL INC RJF 0001500125 Johnson Gordon L 880 CARILLON PARKWAY ST. PETERSBURG FL 33716 1 Common Stock 2020-02-20 4 M 0 2091.0000 0 A 20659.0000 D Common Stock 2020-02-21 4 M 0 60.0000 0 A 20719.0000 D Restricted Stock Units 2020-02-20 4 A 0 1481.0000 0.0000 A Common Stock 1481.0000 3572.0000 D Restricted Stock Units 2020-02-20 4 M 0 2091.0000 0.0000 D Common Stock 2091.0000 1481.0000 D Restricted Stock Units 2020-02-21 4 A 0 246.0000 0.0000 A Common Stock 246.0000 1727.0000 D Restricted Stock Units 2020-02-21 4 M 0 60.0000 0.0000 D 2020-02-21 Common Stock 60.0000 0.0000 D Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. The award will vest at the date of the next succeeding annual shareholders meeting, but no later than March 15, 2021. The award vested in accordance with its terms, which provided for vesting at the date of the next succeeding annual shareholders meeting following the grant date, but no later than March 15 of the calendar year following grant. RSUs vested 60% on 2/21/2018, 20% on 2/21/2019 and 20% on 2/21/2020. This Form 4 reports (i) the acquisition by the reporting person of RSUs resulting from an annual grant to the registrant's non-executive directors, (ii) a grant to non-executive directors of Raymond James Bank, a subsidiary of registrant, and (iii) the vesting of RSUs awarded to the reporting person. /s/ Gordon L. Johnson by Jonathan J. Doyle as Attorney-in-Fact 2020-02-24