0001225208-20-000218.txt : 20200103
0001225208-20-000218.hdr.sgml : 20200103
20200103154346
ACCESSION NUMBER: 0001225208-20-000218
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200102
FILED AS OF DATE: 20200103
DATE AS OF CHANGE: 20200103
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: JULIEN JEFFREY P
CENTRAL INDEX KEY: 0001182753
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09109
FILM NUMBER: 20505028
MAIL ADDRESS:
STREET 1: 880 CARILLON PARKWAY
CITY: ST. PETERSBURG
STATE: FL
ZIP: 33716
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: RAYMOND JAMES FINANCIAL INC
CENTRAL INDEX KEY: 0000720005
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 591517485
STATE OF INCORPORATION: FL
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 880 CARILLON PKWY
CITY: ST PETERSBURG
STATE: FL
ZIP: 33716
BUSINESS PHONE: 727-567-1000
MAIL ADDRESS:
STREET 1: 880 CARILLON PKWY
CITY: ST. PETERSBURG
STATE: FL
ZIP: 33716
FORMER COMPANY:
FORMER CONFORMED NAME: RJ FINANCIAL CORP/FL
DATE OF NAME CHANGE: 19870303
4
1
doc4.xml
X0306
4
2020-01-02
0000720005
RAYMOND JAMES FINANCIAL INC
RJF
0001182753
JULIEN JEFFREY P
880 CARILLON PARKWAY
ST. PETERSBURG
FL
33716
1
Executive VP - Fin
Common Stock
2020-01-02
4
M
0
2500.0000
55.4900
A
51242.0000
D
Common Stock
6060.0000
I
By Spouse
Common Stock
919.0000
I
By spouse through ESOP
Common Stock
128.0000
I
ESOP
Employee Stock Option (right to buy)
55.4900
2020-01-02
4
M
0
2500.0000
0.0000
D
2021-11-20
Common Stock
2500.0000
0.0000
D
Includes shares of common stock acquired under the reporting person's spouse's Employee Stock Ownership Plan (ESOP) account through January 2, 2020.
Includes shares of common stock acquired under the reporting person's Employee Stock Ownership Plan (ESOP) account through January 2, 2020.
Stock options vested 60% on 11/20/2017, 20% on 11/20/2018, and 20% on 11/20/2019.
This Form 4 reports the exercise of employee stock options by the reporting person.
/s/ Jeffrey P. Julien by Jonathan J. Doyle as Attorney-in-Fact
2020-01-03