0001225208-20-000218.txt : 20200103 0001225208-20-000218.hdr.sgml : 20200103 20200103154346 ACCESSION NUMBER: 0001225208-20-000218 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200102 FILED AS OF DATE: 20200103 DATE AS OF CHANGE: 20200103 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JULIEN JEFFREY P CENTRAL INDEX KEY: 0001182753 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09109 FILM NUMBER: 20505028 MAIL ADDRESS: STREET 1: 880 CARILLON PARKWAY CITY: ST. PETERSBURG STATE: FL ZIP: 33716 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RAYMOND JAMES FINANCIAL INC CENTRAL INDEX KEY: 0000720005 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 591517485 STATE OF INCORPORATION: FL FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 880 CARILLON PKWY CITY: ST PETERSBURG STATE: FL ZIP: 33716 BUSINESS PHONE: 727-567-1000 MAIL ADDRESS: STREET 1: 880 CARILLON PKWY CITY: ST. PETERSBURG STATE: FL ZIP: 33716 FORMER COMPANY: FORMER CONFORMED NAME: RJ FINANCIAL CORP/FL DATE OF NAME CHANGE: 19870303 4 1 doc4.xml X0306 4 2020-01-02 0000720005 RAYMOND JAMES FINANCIAL INC RJF 0001182753 JULIEN JEFFREY P 880 CARILLON PARKWAY ST. PETERSBURG FL 33716 1 Executive VP - Fin Common Stock 2020-01-02 4 M 0 2500.0000 55.4900 A 51242.0000 D Common Stock 6060.0000 I By Spouse Common Stock 919.0000 I By spouse through ESOP Common Stock 128.0000 I ESOP Employee Stock Option (right to buy) 55.4900 2020-01-02 4 M 0 2500.0000 0.0000 D 2021-11-20 Common Stock 2500.0000 0.0000 D Includes shares of common stock acquired under the reporting person's spouse's Employee Stock Ownership Plan (ESOP) account through January 2, 2020. Includes shares of common stock acquired under the reporting person's Employee Stock Ownership Plan (ESOP) account through January 2, 2020. Stock options vested 60% on 11/20/2017, 20% on 11/20/2018, and 20% on 11/20/2019. This Form 4 reports the exercise of employee stock options by the reporting person. /s/ Jeffrey P. Julien by Jonathan J. Doyle as Attorney-in-Fact 2020-01-03