0001225208-19-015861.txt : 20191216 0001225208-19-015861.hdr.sgml : 20191216 20191216175959 ACCESSION NUMBER: 0001225208-19-015861 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191212 FILED AS OF DATE: 20191216 DATE AS OF CHANGE: 20191216 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Perry Jodi CENTRAL INDEX KEY: 0001751204 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09109 FILM NUMBER: 191288227 MAIL ADDRESS: STREET 1: 880 CARILLON PARKWAY CITY: SAINT PETERSBURG STATE: FL ZIP: 33716 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RAYMOND JAMES FINANCIAL INC CENTRAL INDEX KEY: 0000720005 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 591517485 STATE OF INCORPORATION: FL FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 880 CARILLON PKWY CITY: ST PETERSBURG STATE: FL ZIP: 33716 BUSINESS PHONE: 727-567-1000 MAIL ADDRESS: STREET 1: 880 CARILLON PKWY CITY: ST. PETERSBURG STATE: FL ZIP: 33716 FORMER COMPANY: FORMER CONFORMED NAME: RJ FINANCIAL CORP/FL DATE OF NAME CHANGE: 19870303 4 1 doc4.xml X0306 4 2019-12-12 0000720005 RAYMOND JAMES FINANCIAL INC RJF 0001751204 Perry Jodi 880 CARILLON PARKWAY ST. PETERSBURG FL 33716 1 President, ICD for RJFS Common Stock 2019-12-15 4 M 0 206.0000 0 A 2176.0000 D Common Stock 2019-12-15 4 F 0 50.0000 90.8800 D 2126.0000 D Common Stock 2962.0000 I ESOP Restricted Stock Units 2019-12-12 4 A 0 3000.0000 0.0000 A 2024-12-12 Common Stock 3000.0000 3000.0000 D Restricted Stock Units 2019-12-13 4 A 0 302.0000 0.0000 A 2022-12-13 2022-12-13 Common Stock 302.0000 302.0000 D Restricted Stock Units 2019-12-15 4 M 0 206.0000 0.0000 D 2019-12-15 2019-12-15 Common Stock 206.0000 0.0000 D Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. Includes 47 shares of common stock acquired on December 3, 2019 pursuant to the registrant's Employee Stock Purchase Plan. Includes shares of common stock acquired under the reporting person's Employee Stock Ownership Plan (ESOP) account through December 12, 2019. RSUs vest 60% on 12/12/2022, 20% on 12/12/2023, and 20% on 12/12/2024. Award of RSUs as a portion of annual bonus under Amended and Restated 2012 Stock Incentive Plan. This Form 4 reports (i) the grant of RSUs under the issuer's Amended and Restated 2012 Stock Incentive Plan to the reporting person, (ii) the vesting of RSUs awarded to the reporting person on December 15, 2016, and (iii) a disposition by the reporting person to the issuer to cover tax liability in connection with such vesting. /s/ Jodi Perry by Jonathan J. Doyle as Attorney-in-Fact 2019-12-16