0001225208-19-015861.txt : 20191216
0001225208-19-015861.hdr.sgml : 20191216
20191216175959
ACCESSION NUMBER: 0001225208-19-015861
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20191212
FILED AS OF DATE: 20191216
DATE AS OF CHANGE: 20191216
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Perry Jodi
CENTRAL INDEX KEY: 0001751204
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09109
FILM NUMBER: 191288227
MAIL ADDRESS:
STREET 1: 880 CARILLON PARKWAY
CITY: SAINT PETERSBURG
STATE: FL
ZIP: 33716
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: RAYMOND JAMES FINANCIAL INC
CENTRAL INDEX KEY: 0000720005
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 591517485
STATE OF INCORPORATION: FL
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 880 CARILLON PKWY
CITY: ST PETERSBURG
STATE: FL
ZIP: 33716
BUSINESS PHONE: 727-567-1000
MAIL ADDRESS:
STREET 1: 880 CARILLON PKWY
CITY: ST. PETERSBURG
STATE: FL
ZIP: 33716
FORMER COMPANY:
FORMER CONFORMED NAME: RJ FINANCIAL CORP/FL
DATE OF NAME CHANGE: 19870303
4
1
doc4.xml
X0306
4
2019-12-12
0000720005
RAYMOND JAMES FINANCIAL INC
RJF
0001751204
Perry Jodi
880 CARILLON PARKWAY
ST. PETERSBURG
FL
33716
1
President, ICD for RJFS
Common Stock
2019-12-15
4
M
0
206.0000
0
A
2176.0000
D
Common Stock
2019-12-15
4
F
0
50.0000
90.8800
D
2126.0000
D
Common Stock
2962.0000
I
ESOP
Restricted Stock Units
2019-12-12
4
A
0
3000.0000
0.0000
A
2024-12-12
Common Stock
3000.0000
3000.0000
D
Restricted Stock Units
2019-12-13
4
A
0
302.0000
0.0000
A
2022-12-13
2022-12-13
Common Stock
302.0000
302.0000
D
Restricted Stock Units
2019-12-15
4
M
0
206.0000
0.0000
D
2019-12-15
2019-12-15
Common Stock
206.0000
0.0000
D
Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.
Includes 47 shares of common stock acquired on December 3, 2019 pursuant to the registrant's Employee Stock Purchase Plan.
Includes shares of common stock acquired under the reporting person's Employee Stock Ownership Plan (ESOP) account through December 12, 2019.
RSUs vest 60% on 12/12/2022, 20% on 12/12/2023, and 20% on 12/12/2024.
Award of RSUs as a portion of annual bonus under Amended and Restated 2012 Stock Incentive Plan.
This Form 4 reports (i) the grant of RSUs under the issuer's Amended and Restated 2012 Stock Incentive Plan to the reporting person, (ii) the vesting of RSUs awarded to the reporting person on December 15, 2016, and (iii) a disposition by the reporting person to the issuer to cover tax liability in connection with such vesting.
/s/ Jodi Perry by Jonathan J. Doyle as Attorney-in-Fact
2019-12-16