0001225208-19-014870.txt : 20191125 0001225208-19-014870.hdr.sgml : 20191125 20191125162152 ACCESSION NUMBER: 0001225208-19-014870 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191121 FILED AS OF DATE: 20191125 DATE AS OF CHANGE: 20191125 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TROCIN JEFFREY E CENTRAL INDEX KEY: 0001185788 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09109 FILM NUMBER: 191246445 MAIL ADDRESS: STREET 1: 880 CARILLON PARKWAY CITY: ST. PETERSBURG STATE: FL ZIP: 33716 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RAYMOND JAMES FINANCIAL INC CENTRAL INDEX KEY: 0000720005 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 591517485 STATE OF INCORPORATION: FL FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 880 CARILLON PKWY CITY: ST PETERSBURG STATE: FL ZIP: 33716 BUSINESS PHONE: 727-567-1000 MAIL ADDRESS: STREET 1: 880 CARILLON PKWY CITY: ST. PETERSBURG STATE: FL ZIP: 33716 FORMER COMPANY: FORMER CONFORMED NAME: RJ FINANCIAL CORP/FL DATE OF NAME CHANGE: 19870303 4 1 doc4.xml X0306 4 2019-11-21 0000720005 RAYMOND JAMES FINANCIAL INC RJF 0001185788 TROCIN JEFFREY E 880 CARILLON PARKWAY ST. PETERSBURG FL 33716 1 Vice Chairman Common Stock 2019-11-21 4 A 0 2683.0000 0.0000 A 179093.0000 D Common Stock 5874.0000 I ESOP Restricted Stock Units 2019-11-22 4 A 0 2000.0000 0.0000 A 2024-11-22 Common Stock 2000.0000 2000.0000 D Vesting of Performance Restricted Stock Units (PRSUs) granted on 12/15/2016. Includes shares of common stock acquired under the reporting person's Employee Stock Ownership Plan (ESOP) account through November 15, 2019. Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. RSUs vest 60% on 11/22/2022, 20% on 11/22/2023, and 20% on 11/22/2024. This Form 4 reports (1) the acquisition by the reporting person of common stock resulting from the vesting of Restricted Stock Units (RSUs) granted on 12/15/2016 based on the company's attaining certain levels of average after-tax return-on-equity over a three-year measurement period and (2) a grant of RSUs to the reporting person. /s/ Jeffrey E. Trocin by Jonathan J. Doyle as Attorney-in-Fact 2019-11-25