0001225208-19-014699.txt : 20191120
0001225208-19-014699.hdr.sgml : 20191120
20191120125212
ACCESSION NUMBER: 0001225208-19-014699
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20191118
FILED AS OF DATE: 20191120
DATE AS OF CHANGE: 20191120
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Allaire Bella Loykhter
CENTRAL INDEX KEY: 0001537767
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09109
FILM NUMBER: 191233610
MAIL ADDRESS:
STREET 1: 880 CARILLON PARKWAY
CITY: ST. PETERSBURG
STATE: FL
ZIP: 33716
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: RAYMOND JAMES FINANCIAL INC
CENTRAL INDEX KEY: 0000720005
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 591517485
STATE OF INCORPORATION: FL
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 880 CARILLON PKWY
CITY: ST PETERSBURG
STATE: FL
ZIP: 33716
BUSINESS PHONE: 727-567-1000
MAIL ADDRESS:
STREET 1: 880 CARILLON PKWY
CITY: ST. PETERSBURG
STATE: FL
ZIP: 33716
FORMER COMPANY:
FORMER CONFORMED NAME: RJ FINANCIAL CORP/FL
DATE OF NAME CHANGE: 19870303
4
1
doc4.xml
X0306
4
2019-11-18
0000720005
RAYMOND JAMES FINANCIAL INC
RJF
0001537767
Allaire Bella Loykhter
880 CARILLON PARKWAY
ST. PETERSBURG
FL
33716
1
Executive Vice President-RJA
Common Stock
2019-11-18
4
M
0
1500.0000
0
A
60553.0000
D
Common Stock
2019-11-18
4
F
0
365.0000
89.4400
D
60188.0000
D
Common Stock
533.0000
I
ESOP
Restricted Stock Units
2019-11-18
4
M
0
1500.0000
0.0000
D
2020-11-18
Common Stock
1500.0000
1500.0000
D
Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.
Includes shares of common stock acquired under the reporting person's Employee Stock Ownership Plan (ESOP) account through November 15, 2019.
RSUs vested 60% on 11/18/2018, 20% on 11/18/2019, and will vest 20% on 11/18/2020.
This Form 4 reports (i) the partial vesting of RSUs awarded to the reporting person and (ii) a disposition by the reporting person to the issuer to cover tax liability in connection with such vesting.
/s/ Bella Loykhter Allaire by Jonathan J. Doyle as Attorney-in-Fact
2019-11-20