X0306 5 2019-09-30 0 1 0000720005 RAYMOND JAMES FINANCIAL INC RJF 0001182775 JAMES THOMAS A 880 CARILLON PARKWAY ST. PETERSBURG FL 33716 1 1 Chairman Emeritus Common Stock 1994-03-16 4 P 0 900.0000 3.2350 A 900.0000 I By Harbus Investors, Inc. Common Stock 33750.0000 I By James Ventures, Inc. Common Stock 662754.0000 I By Robert A. James Trust Common Stock 1000000.0000 I By TA James Ventures Partnership Common Stock 12062315.0000 I By Thomas A. James Family Rev Trust Common Stock 360.0000 I ESOP Common Stock 108087.0000 I Spouse Represents current holdings after adjustments for stock splits and other transactions many years previously for which the reporting person does not currently have complete records. The reporting person is the trustee of the trust. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Includes shares of common stock held in the reporting person's Employee Stock Ownership Plan (ESOP) account through September 30, 2019. /s/ Thomas A. James by Jonathan J. Doyle as Attorney-in-Fact 2019-11-13