0001225208-19-014248.txt : 20191107
0001225208-19-014248.hdr.sgml : 20191107
20191107150750
ACCESSION NUMBER: 0001225208-19-014248
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20191105
FILED AS OF DATE: 20191107
DATE AS OF CHANGE: 20191107
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: TROCIN JEFFREY E
CENTRAL INDEX KEY: 0001185788
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09109
FILM NUMBER: 191199982
MAIL ADDRESS:
STREET 1: 880 CARILLON PARKWAY
CITY: ST. PETERSBURG
STATE: FL
ZIP: 33716
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: RAYMOND JAMES FINANCIAL INC
CENTRAL INDEX KEY: 0000720005
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 591517485
STATE OF INCORPORATION: FL
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 880 CARILLON PKWY
CITY: ST PETERSBURG
STATE: FL
ZIP: 33716
BUSINESS PHONE: 727-567-1000
MAIL ADDRESS:
STREET 1: 880 CARILLON PKWY
CITY: ST. PETERSBURG
STATE: FL
ZIP: 33716
FORMER COMPANY:
FORMER CONFORMED NAME: RJ FINANCIAL CORP/FL
DATE OF NAME CHANGE: 19870303
4
1
doc4.xml
X0306
4
2019-11-05
0000720005
RAYMOND JAMES FINANCIAL INC
RJF
0001185788
TROCIN JEFFREY E
880 CARILLON PARKWAY
ST. PETERSBURG
FL
33716
1
Vice Chairman
Common Stock
2019-11-05
4
S
0
17360.0000
88.0915
D
175410.0000
D
Common Stock
5874.0000
I
ESOP
The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.
Reflects the weighted average sale price. The range of prices for such transaction was $88.00 to $88.21.
Includes 74 shares of common stock acquired on September 4, 2019, pursuant to the registrant's Employee Stock Purchase Plan.
Includes shares of common stock acquired under the reporting person's Employee Stock Ownership Plan (ESOP) account through November 5, 2019.
This Form 4 reports the open market sale by the reporting person of shares of common stock.
/s/ Jeffrey E. Trocin by Jonathan J. Doyle as Attorney-in-Fact
2019-11-07