X0306 4 2018-11-28 0000720005 RAYMOND JAMES FINANCIAL INC RJF 0001453440 Allison Paul D 880 CARILLON PARKWAY ST. PETERSBURG FL 33716 1 Chair, President & CEO RJ Ltd. Common Stock 2018-11-28 4 A 0 1790.0000 0.0000 A 27932.0000 D Common Stock 9628.0000 I Rose Allison Holdings Inc. Restricted Stock Units 2018-11-29 4 A 0 5000.0000 0.0000 A 2021-09-30 2021-09-30 Common Stock 5000.0000 5000.0000 D Vesting of Performance Restricted Stock Units (PRSUs) granted on 12/15/2015. A corporation that is wholly owned by the reporting person's spouse. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends. This Form 4 reports (1) the acquisition by the reporting person of common stock resulting from the vesting of Restricted Stock Units (RSUs) granted on 12/15/2015 based on the company's attaining certain levels of average after-tax return-on-equity over a three-year measurement period and (2) a grant of RSUs to the reporting person. /s/ Paul D. Allison by Jonathan J. Doyle as Attorney-in-Fact 2018-11-30