0001225208-17-005159.txt : 20170302
0001225208-17-005159.hdr.sgml : 20170302
20170302090134
ACCESSION NUMBER: 0001225208-17-005159
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170301
FILED AS OF DATE: 20170302
DATE AS OF CHANGE: 20170302
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: RAYMOND JAMES FINANCIAL INC
CENTRAL INDEX KEY: 0000720005
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 591517485
STATE OF INCORPORATION: FL
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 880 CARILLON PKWY
CITY: ST PETERSBURG
STATE: FL
ZIP: 33716
BUSINESS PHONE: 727-567-1000
MAIL ADDRESS:
STREET 1: 880 CARILLON PKWY
CITY: ST. PETERSBURG
STATE: FL
ZIP: 33716
FORMER COMPANY:
FORMER CONFORMED NAME: RJ FINANCIAL CORP/FL
DATE OF NAME CHANGE: 19870303
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ZANK DENNIS W
CENTRAL INDEX KEY: 0001182767
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09109
FILM NUMBER: 17657085
MAIL ADDRESS:
STREET 1: 880 CARILLON PARKWAY
CITY: ST. PETERSBURG
STATE: FL
ZIP: 33716
4
1
doc4.xml
X0306
4
2017-03-01
0000720005
RAYMOND JAMES FINANCIAL INC
RJF
0001182767
ZANK DENNIS W
880 CARILLON PARKWAY
ST. PETERSBURG
FL
33716
1
Chief Operating Officer
Common Stock
2017-03-01
4
S
0
6054.0000
81.5684
D
140339.0000
D
Common Stock
51933.0000
I
ESOP
The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.
Reflects the weighted average sale price. The range of prices for such transaction was $81.50 to $81.66.
Includes shares of common stock acquired under the reporting person's Employee Stock Ownership Plan (ESOP) account through February 28, 2017.
This Form 4 reports the open market sale by the reporting person of shares of common stock.
/s/ Dennis W. Zank by Jonathan J. Doyle as Attorney-in-Fact
2017-03-02