0001225208-17-005159.txt : 20170302 0001225208-17-005159.hdr.sgml : 20170302 20170302090134 ACCESSION NUMBER: 0001225208-17-005159 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170301 FILED AS OF DATE: 20170302 DATE AS OF CHANGE: 20170302 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RAYMOND JAMES FINANCIAL INC CENTRAL INDEX KEY: 0000720005 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 591517485 STATE OF INCORPORATION: FL FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 880 CARILLON PKWY CITY: ST PETERSBURG STATE: FL ZIP: 33716 BUSINESS PHONE: 727-567-1000 MAIL ADDRESS: STREET 1: 880 CARILLON PKWY CITY: ST. PETERSBURG STATE: FL ZIP: 33716 FORMER COMPANY: FORMER CONFORMED NAME: RJ FINANCIAL CORP/FL DATE OF NAME CHANGE: 19870303 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ZANK DENNIS W CENTRAL INDEX KEY: 0001182767 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09109 FILM NUMBER: 17657085 MAIL ADDRESS: STREET 1: 880 CARILLON PARKWAY CITY: ST. PETERSBURG STATE: FL ZIP: 33716 4 1 doc4.xml X0306 4 2017-03-01 0000720005 RAYMOND JAMES FINANCIAL INC RJF 0001182767 ZANK DENNIS W 880 CARILLON PARKWAY ST. PETERSBURG FL 33716 1 Chief Operating Officer Common Stock 2017-03-01 4 S 0 6054.0000 81.5684 D 140339.0000 D Common Stock 51933.0000 I ESOP The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price. Reflects the weighted average sale price. The range of prices for such transaction was $81.50 to $81.66. Includes shares of common stock acquired under the reporting person's Employee Stock Ownership Plan (ESOP) account through February 28, 2017. This Form 4 reports the open market sale by the reporting person of shares of common stock. /s/ Dennis W. Zank by Jonathan J. Doyle as Attorney-in-Fact 2017-03-02