0001225208-16-042518.txt : 20161201
0001225208-16-042518.hdr.sgml : 20161201
20161201165100
ACCESSION NUMBER: 0001225208-16-042518
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161130
FILED AS OF DATE: 20161201
DATE AS OF CHANGE: 20161201
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: RAYMOND JAMES FINANCIAL INC
CENTRAL INDEX KEY: 0000720005
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 591517485
STATE OF INCORPORATION: FL
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 880 CARILLON PKWY
CITY: ST PETERSBURG
STATE: FL
ZIP: 33716
BUSINESS PHONE: 727-567-1000
MAIL ADDRESS:
STREET 1: 880 CARILLON PKWY
CITY: ST. PETERSBURG
STATE: FL
ZIP: 33716
FORMER COMPANY:
FORMER CONFORMED NAME: RJ FINANCIAL CORP/FL
DATE OF NAME CHANGE: 19870303
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Allison Paul D
CENTRAL INDEX KEY: 0001453440
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09109
FILM NUMBER: 162028894
MAIL ADDRESS:
STREET 1: 880 CARILLON PARKWAY
CITY: ST. PETERSBURG
STATE: FL
ZIP: 33716
4
1
doc4.xml
X0306
4
2016-11-30
0000720005
RAYMOND JAMES FINANCIAL INC
RJF
0001453440
Allison Paul D
880 CARILLON PARKWAY
ST. PETERSBURG
FL
33716
1
Chair, President & CEO RJ Ltd.
Common Stock
2016-11-30
4
S
0
16500.0000
71.7951
D
21744.0000
D
Common Stock
9628.0000
I
Rose Allison Holdings Inc.
Restricted Stock Units
2016-11-30
4
A
0
5000.0000
0.0000
A
2021-11-30
Common Stock
5000.0000
5000.0000
D
A corporation that is wholly owned by the reporting person's spouse. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.
RSUs vest 60% on 11/30/2019, 20% on 11/30/2020, and 20% on 11/30/2021.
This Form 4 reports (1) the open market sale by the reporting person of shares of common stock and (2) a grant of Restricted Stock Units (RSUs) to the reporting person.
/s/ Paul D. Allison by Jonathan J. Doyle as Attorney-in-Fact
2016-12-01