X0306 4 2013-11-26 0000720005 RAYMOND JAMES FINANCIAL INC RJF 0001185788 TROCIN JEFFREY E 880 CARILLON PARKWAY ST. PETERSBURG FL 33716 1 Executive Vice President - RJF Common Stock 2013-11-26 4 M 0 2090.0000 25.2800 A 108176.0000 D Common Stock 2013-11-26 4 F 0 1085.0000 48.6400 D 107091.0000 D Common Stock 2013-11-26 5 G 0 2463.0000 0.0000 D 104628.0000 D Common Stock 3215.0000 I By daughters Common Stock 15027.0000 I ESOP Employee Stock Option (right to buy) 25.2800 2013-11-26 4 M 0 2090.0000 0.0000 D 2016-01-24 Common Stock 2090.0000 7910.0000 D Employee Stock Option (right to buy) 27.1000 2017-01-22 Common Stock 25000.0000 25000.0000 D Employee Stock Option (right to buy) 48.2000 2020-11-21 Common Stock 12500.0000 12500.0000 D Employee Stock Option (right to buy) 37.8700 2019-11-29 Common Stock 20000.0000 20000.0000 D Performance Restricted Stock Units 2015-09-30 2016-03-15 Common Stock 2135.0000 2135.0000 D Restricted Stock Units 2015-12-14 2015-12-14 Common Stock 2136.0000 2136.0000 D Restricted Stock Units 2013-12-15 2013-12-15 Common Stock 6894.0000 6894.0000 D Restricted Stock Units 2014-12-15 2014-12-15 Common Stock 7562.0000 7562.0000 D Gifted stock to a charitable organization. Includes number of shares acquired under ESOP through November 21, 2013. Options currently exercisable - 2,090; options becoming exercisable - 3,955 on 11/24/2014, 3,955 on 01/24/2015 Options becoming exercisable - 15,000 on 11/22/2014, 5,000 on 11/22/2015 and 5,000 on 11/22/2016 The stock option vests 60% on 11/21/2016, 20% on 11/21/2017, and 20% on 11/21/2018. The stock option vests 60% on 11/29/2015, 20% on 11/29/2016, and 20% on 11/29/2017. Each restricted stock unit represents a contingent right to receive one share of RJF common stock upon vesting and dividend equivalents. The vesting of these performance-vesting RSUs will be determined no later than March 15, 2016 based on the issuer's three-year average after-tax return on equity, on a GAAP basis, for the fiscal years 2013, 2014 and 2015 (the "ROE"), with vesting percentages ranging from zero to 150% of face number of RSUs based on the ROE ranging from less than 6% to equal to or greater than 18%. /s/ Jeffrey E. Trocin by Paul L. Matecki as Attorney-in-Fact 2013-11-26