X0306 4 2013-03-06 0000720005 RAYMOND JAMES FINANCIAL INC RJF 0001182775 JAMES THOMAS A 880 CARILLON PARKWAY ST. PETERSBURG FL 33716 1 1 1 Executive Chairman Common Stock 2013-03-06 5 G 0 15000.0000 0.0000 A 12396862.0000 D Common Stock 2013-05-13 5 G 0 162826.0000 0.0000 A 12559688.0000 D Common Stock 2013-03-06 5 G 0 60000.0000 0.0000 D 651305.0000 I Helen James Minck Trust Common Stock 2013-05-13 5 G 0 651305.0000 0.0000 D 0.0000 I Helen James Minck Trust Common Stock 1026453.0000 I ESOP Common Stock 121931.0000 I James' Grandchildren's Trust Common Stock 1325508.0000 I Robert A. James Trust Common Stock 48087.0000 I Spouse Performance Restricted Stock Units 2015-09-30 2016-03-15 Common Stock 2936.0000 2936.0000 D Restricted Stock Units 2015-12-14 2015-12-14 Common Stock 2936.0000 2936.0000 D Restricted Stock Units 2013-12-15 2013-12-15 Common Stock 11908.0000 11908.0000 D Restricted Stock Units 2014-12-15 2014-12-15 Common Stock 10312.0000 10312.0000 D Reporting person received shares from family trust as reported on this Form 4. The amount of securities reflect an aggregate of four gifts to beneficiaries under the Trust, including the reporting person. The reporting person became the beneficial owner of these shares as a result of becoming the successor trustee on September 26, 2011 under the Helen James Minck Trust U/A DTD February 4, 1960, as further Amended and Restated on April 9, 2009. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Includes number of shares acquired under ESOP through May 13, 2013. The reporting person is the trustee of the Trust. These securities are held in the Trust for the benefit of the grandchildren of the reporting person's father. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. The reporting person is the trustee of the Trust. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Each restricted stock unit represents a contingent right to receive one share of RJF common stock upon vesting and dividend equivalents. The vesting of these performance-vesting RSUs will be determined no later than March 15, 2016 based on the issuer's three-year average after-tax return on equity, on a GAAP basis, for the fiscal years 2013, 2014 and 2015 (the "ROE"), with vesting percentages ranging from zero to 150% of face number of RSUs based on the ROE ranging from less than 6% to equal to or greater than 18%. /s/ Thomas A. James by Paul L. Matecki as Attorney-in-Fact 2013-05-15