0001225208-12-019090.txt : 20120906 0001225208-12-019090.hdr.sgml : 20120906 20120906093222 ACCESSION NUMBER: 0001225208-12-019090 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120905 FILED AS OF DATE: 20120906 DATE AS OF CHANGE: 20120906 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RAYMOND JAMES FINANCIAL INC CENTRAL INDEX KEY: 0000720005 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 591517485 STATE OF INCORPORATION: FL FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 880 CARILLON PKWY STREET 2: P O BOX 12749 CITY: ST PETERSBURG STATE: FL ZIP: 33716 BUSINESS PHONE: 727-567-1000 MAIL ADDRESS: STREET 1: P O BOX 12749 CITY: ST. PETERSBURG STATE: FL ZIP: 33716 FORMER COMPANY: FORMER CONFORMED NAME: RJ FINANCIAL CORP/FL DATE OF NAME CHANGE: 19870303 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TROCIN JEFFREY E CENTRAL INDEX KEY: 0001185788 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09109 FILM NUMBER: 121075788 MAIL ADDRESS: STREET 1: 880 CARILLON PARKWAY CITY: ST. PETERSBURG STATE: FL ZIP: 33716 4 1 doc4.xml X0306 4 2012-09-05 0000720005 RAYMOND JAMES FINANCIAL INC RJF 0001185788 TROCIN JEFFREY E 880 CARILLON PARKWAY ST. PETERSBURG FL 33716 1 Executive Vice President - RJF Common Stock 2012-09-05 5 P 0 162.0000 30.1800 A 113382.0000 D Common Stock 5707.0000 I By daughters Common Stock 14672.0000 I ESOP Employee Stock Option (right to buy) 27.1000 2017-01-22 Common Stock 25000.0000 25000.0000 D Employee Stock Option (right to buy) 25.2800 2016-01-24 Common Stock 25000.0000 25000.0000 D Employee Stock Option (right to buy) 30.4400 2010-11-27 2014-01-27 Common Stock 15000.0000 15000.0000 D Restricted Stock Units 2013-12-15 2013-12-15 Common Stock 6894.0000 6894.0000 D Restricted Stock Units 2014-12-15 2014-12-15 Common Stock 7562.0000 7562.0000 D Shares purchased through the Company's ESPP Includes number of shares acquired under ESOP through September 4, 2012. Options becoming exercisable - 15,000 on 11/22/2014, 5,000 on 11/22/2015 and 5,000 on 11/22/2016 Options becoming exercisable - 15,000 on 11/24/2012, 2,090 on 11/24/2013, 3,955 on 11/24/2014, 3,955 on 01/24/2015 Options currently exercisable - 12,000; options becoming exercisable - 3,000 on 1/27/2013 Each restricted stock unit represents a contingent right to receive one share of RJF common stock upon vesting and dividend equivalents. /s/ Jeffrey E. Trocin by Paul L. Matecki as Attorney-in-Fact 2012-09-06