0001225208-12-019090.txt : 20120906
0001225208-12-019090.hdr.sgml : 20120906
20120906093222
ACCESSION NUMBER: 0001225208-12-019090
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120905
FILED AS OF DATE: 20120906
DATE AS OF CHANGE: 20120906
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: RAYMOND JAMES FINANCIAL INC
CENTRAL INDEX KEY: 0000720005
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 591517485
STATE OF INCORPORATION: FL
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 880 CARILLON PKWY
STREET 2: P O BOX 12749
CITY: ST PETERSBURG
STATE: FL
ZIP: 33716
BUSINESS PHONE: 727-567-1000
MAIL ADDRESS:
STREET 1: P O BOX 12749
CITY: ST. PETERSBURG
STATE: FL
ZIP: 33716
FORMER COMPANY:
FORMER CONFORMED NAME: RJ FINANCIAL CORP/FL
DATE OF NAME CHANGE: 19870303
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: TROCIN JEFFREY E
CENTRAL INDEX KEY: 0001185788
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09109
FILM NUMBER: 121075788
MAIL ADDRESS:
STREET 1: 880 CARILLON PARKWAY
CITY: ST. PETERSBURG
STATE: FL
ZIP: 33716
4
1
doc4.xml
X0306
4
2012-09-05
0000720005
RAYMOND JAMES FINANCIAL INC
RJF
0001185788
TROCIN JEFFREY E
880 CARILLON PARKWAY
ST. PETERSBURG
FL
33716
1
Executive Vice President - RJF
Common Stock
2012-09-05
5
P
0
162.0000
30.1800
A
113382.0000
D
Common Stock
5707.0000
I
By daughters
Common Stock
14672.0000
I
ESOP
Employee Stock Option (right to buy)
27.1000
2017-01-22
Common Stock
25000.0000
25000.0000
D
Employee Stock Option (right to buy)
25.2800
2016-01-24
Common Stock
25000.0000
25000.0000
D
Employee Stock Option (right to buy)
30.4400
2010-11-27
2014-01-27
Common Stock
15000.0000
15000.0000
D
Restricted Stock Units
2013-12-15
2013-12-15
Common Stock
6894.0000
6894.0000
D
Restricted Stock Units
2014-12-15
2014-12-15
Common Stock
7562.0000
7562.0000
D
Shares purchased through the Company's ESPP
Includes number of shares acquired under ESOP through September 4, 2012.
Options becoming exercisable - 15,000 on 11/22/2014, 5,000 on 11/22/2015 and 5,000 on 11/22/2016
Options becoming exercisable - 15,000 on 11/24/2012, 2,090 on 11/24/2013, 3,955 on 11/24/2014, 3,955 on 01/24/2015
Options currently exercisable - 12,000; options becoming exercisable - 3,000 on 1/27/2013
Each restricted stock unit represents a contingent right to receive one share of RJF common stock upon vesting and dividend equivalents.
/s/ Jeffrey E. Trocin by Paul L. Matecki as Attorney-in-Fact
2012-09-06