4 1 shuck.htm
  UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549    
FORM 4     OMB APPROVAL
   Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OMB Number: 3235-0287
Expires:         September 30, 1998 Estimated average burden hours per response       0.5
(Print or Type Responses) Filed prusuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1934 or Section 30(f) of the Investment Company Act of 1940  
1. Name and Address of Reporting Person* 2. Issuer Name and Ticker or Trading Symbol 6. Relationship of Reporting Person(s) to Issuer
    (Check all applicable)
Shuck Robert   F. III Raymond James Financial (RJF) X Director   ______ 10% Owner
(Last) (First) (Middle) 3. IRS or Social Security 4. Statement for   X Officer (give   ______ Other (specify
  Number of Reporting Month/Year title below)   

below) 

880 Carillon Parkway Person (Voluntary) September 3, 2002   Vice Chairman  
(Street)   5. If Amendment   7. Individual or Joint/Group Filing (Check Applicable Line)
Date of Original X Form filed by One Reporting Person
St. Petersburg FL 33716 (Month/Year) Form filed by More than One Reporting Person
(City) (State) (ZIP) Table I - Non Derivative Securities Acquired, Disposed of , or beneficially Owned
 
1. Title of Security   2. Trans- 3. Trans- 4. Securities Acquired (A) 5. Amount of 6. Owner- 7. Nature of
(Instr. 3) action action or Disposed of (D) Securities ship Indirect
  Date Code (Instr. 3, 4 and 5) Beneficially Form: Beneficial
  (Instr. 8)   Owned at Direct Owner-
(Month/   End of Month (D) or ship
Day/   Indirect  
Year) Code V   (A) or   (Instr. 3 and 4) (I)  
Raymond James Financial, Inc. (RJF)   Amount (D) Price   (Instr. 4) (Instr. 4)
RJF Common Stock       9/3/2002 G V 4,050 D   254,987 D  
RJF Common Stock                 215,893 I Spouse
RJF Common Stock                 2,884 I ESOP
                       
                       
                       
                       
                       
 
 
 
 
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.     (Over)
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).     SEC 1474 (7-96)

 

 

FORM 4 (continued) Table II -- Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)  
1. Title of Derivative Security 2. Conver- 3. Trans- 4. Trans- 5. Number or Deriv- 6. Date Exer- 7. Title and Amount of 8. Price 9. Number 10.Owner- 11.Nature
(Instr. 3) sion or action action ative Securities Ac- cisable and Underlying Securities of of deriv- ship of
  Exercise Date Code quired (A) or Dis- Expiration (Instr. 3 and 4) deriv- ative Form of Indirect
Price of   (Instr. 8) posed of (D) Date   Secur- Secur- Security: Benefi-
Deri- (Month/   (Instr. 3, 4, and 5) (Month/Day/ ity ities Direct cial
vative Day/   Year) (Instr. Bene- (D) or Owner-
Security Year)   5) ficially Indirect ship
      Owned (I) (Instr. 4)
at End Instr. 4)  
of deriv-  
    Title   Month
Date Expira- Amount or (Instr. 4)
Code V (A) (D) Exer- tion Number of  
cisible Date Shares
     
Employee Stock Option (Right to buy)             Current 1/18/2003 Common stock 3,000 22.1667      
Employee Stock Option (Right to buy)             11/18/2002 1/18/2003 Common stock 750 22.1667      
Employee Stock Option (Right to buy)             9/28/2003 9/28/2004 Common stock 200 20.5000      
Employee Stock Option (Right to buy)             9/27/2004 9/27/2005 Common stock 1000 19.1875      
Employee Stock Option (Right to buy)             10/2/2005 10/2/2006 Common stock 300 31.3750      
Employee Stock Option (Right to buy)             10/1/2006 12/1/2006 Common stock 300 26.0500      
Employee Stock Option (Right to buy)             11/28/04-11/28/06 1/28/2007 Common stock 4,000 32.0000      
Employee Stock Option (Right to buy)             11/28/2004 1/28/2007 Common stock 325 32.0000      
Employee Stock Option (Right to buy)             11/28/04-11/28/06 1/28/2007 Common stock 425 32.0000 10,300 D  
Call options (obligation to sell)              5/9/2002 11/16/2002 Common stock 5,000 220.00   D  
Call options (obligation to sell)              5/9/2002 11/16/2002 Common stock 5,000 220.00   I Spouse
Explanation of Responses:
 
 
 
 
**Intentional misstatements or omissions of facts constitute Federal Criminal Violations, /S/ ROBERT F. SHUCK 9/3/2002
See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). **Signature of Reporting Person Date
 
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