SEGMENT INFORMATION (Tables)

12 Months Ended

Sep. 30, 2023

Segment Reporting [Abstract]

Reconciliation of Revenue from Segments to Consolidated

The following table presents information concerning operations in these segments, inclusive of our acquisitions.

	Year ended September 30,
$ in millions	2023		2022		2021
Net revenues:
Private Client Group	$	8,654	$	7,710	$	6,611
Capital Markets	1,214		1,809		1,885
Asset Management	885		914		867
Bank	2,013		1,084		672
Other	59		(50)		(8)
Intersegment eliminations	(1,206)		(464)		(267)
Total net revenues	$	11,619	$	11,003	$	9,760
Pre-tax income/(loss):
Private Client Group	$	1,763	$	1,030	$	749
Capital Markets	(91)		415		532
Asset Management	351		386		389
Bank	371		382		367
Other	(114)		(191)		(246)
Total pre-tax income	$	2,280	$	2,022	$	1,791

Reconciliation of Operating Profit (Loss) from Segments to Consolidated

The following table presents information concerning operations in these segments, inclusive of our acquisitions.

	Year ended September 30,
$ in millions	2023		2022		2021
Net revenues:
Private Client Group	$	8,654	$	7,710	$	6,611
Capital Markets	1,214		1,809		1,885
Asset Management	885		914		867
Bank	2,013		1,084		672
Other	59		(50)		(8)
Intersegment eliminations	(1,206)		(464)		(267)
Total net revenues	$	11,619	$	11,003	$	9,760
Pre-tax income/(loss):
Private Client Group	$	1,763	$	1,030	$	749
Capital Markets	(91)		415		532
Asset Management	351		386		389
Bank	371		382		367
Other	(114)		(191)		(246)
Total pre-tax income	$	2,280	$	2,022	$	1,791

Reconciliation of Other Significant Reconciling Items from Segments to Consolidated

The following table presents our net interest income on a segment basis.

	Year ended September 30,
$ in millions	2023		2022		2021
Net interest income/(expense):
Private Client Group	$	355	$	207	$	113
Capital Markets	3		9		6
Asset Management	10		2		—
Bank	1,957		1,053		642
Other	50		(68)		(88)
Net interest income	$	2,375	$	1,203	$	673

The following table presents goodwill, which was included in our total assets, on a segment basis.

	September 30,
$ in millions	2023		2022
Goodwill:
Private Client Group	$	564	$	550
Capital Markets	275		274
Asset Management	69		69
Bank	529		529
Total	$	1,437	$	1,422

The following table presents goodwill, which was included in our total assets, classified by major geographic area in which it was held.

	September 30,
$ in millions	2023		2022
Goodwill:
U.S.	$	1,250	$	1,250
Canada	25		23
Europe	162		149
Total	$	1,437	$	1,422

Reconciliation of Assets from Segment to Consolidated

The following table presents our total assets on a segment basis.

	September 30,
$ in millions	2023		2022
Total assets:
Private Client Group	$	12,375	$	17,770
Capital Markets	3,087		3,951
Asset Management	567		556
Bank	60,041		56,737
Other	2,290		1,937
Total	$	78,360	$	80,951

Revenues, Income Before Provision for Income Taxes and Excluding Noncontrolling Interests, and Total Assets, Classified by Major Geographic Areas

The following table presents our net revenues and pre-tax income classified by major geographic area in which they were earned.

	Year ended September 30,
$ in millions	2023		2022		2021
Net revenues:
U.S.	$	10,609	$	10,065	$	9,067
Canada	563		542		485
Europe	447		396		208
Total	$	11,619	$	11,003	$	9,760
Pre-tax income/(loss):
U.S.	$	2,193	$	1,907	$	1,701
Canada	108		83		53
Europe	(21)		32		37
Total	$	2,280	$	2,022	$	1,791

The following table presents our total assets by major geographic area in which they were held.

	September 30,
$ in millions	2023		2022
Total assets:
U.S.	$	72,506	$	74,428
Canada	3,404		3,631
Europe	2,450		2,892
Total	$	78,360	$	80,951