VARIABLE INTEREST ENTITIES (Tables)

9 Months Ended

Jun. 30, 2023

Variable Interest Entities [Abstract]

VIEs where we are the primary beneficiary - aggregate assets and liabilities

The aggregate assets and liabilities of the VIEs we consolidate are provided in the following table. Aggregate assets and aggregate liabilities may differ from the consolidated carrying value of assets and liabilities due to the elimination of intercompany assets and liabilities held by the consolidated VIE.

$ in millions	Aggregate assets		Aggregate liabilities
June 30, 2023
LIHTC funds	$	53	$	6
Restricted Stock Trust Fund	27		27
Total	$	80	$	33
September 30, 2022
LIHTC funds	$	59	$	6
Restricted Stock Trust Fund	17		17
Total	$	76	$	23

VIEs where we are the primary beneficiary - carrying value of assets, liabilities and equity

The following table presents information about the carrying value of the assets and liabilities of the VIEs which we consolidate and which are included on our Condensed Consolidated Statements of Financial Condition. Intercompany balances are eliminated in consolidation and are not reflected in the following table.

$ in millions	June 30, 2023		September 30, 2022
Assets:
Cash and cash equivalents and assets segregated for regulatory purposes and restricted cash	$	5	$	5
Other assets	48		54
Total assets	$	53	$	59
Liabilities:
Other payables	$	—	$	—
Total liabilities	$	—	$	—
Noncontrolling interests	$	(27)	$	(26)

VIEs where we hold a variable interest but we are not the primary beneficiary - aggregate assets, liabilities and exposure to loss

The aggregate assets, liabilities, and our exposure to loss from those VIEs in which we hold a variable interest, but as to which we have concluded we are not the primary beneficiary, are provided in the following table.

	June 30, 2023						September 30, 2022
$ in millions	Aggregate assets		Aggregate liabilities		Our risk of loss		Aggregate assets		Aggregate liabilities		Our risk of loss
LIHTC funds	$	8,187	$	2,846	$	79	$	7,752	$	2,584	$	136
Private Equity Interests	2,416		640		100		2,177		448		90
Other	114		75		3		159		101		8
Total	$	10,717	$	3,561	$	182	$	10,088	$	3,133	$	234