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CONDENSED CONSOLIDATED STATEMENTS OF FINANCIAL CONDITION (Unaudited) - USD ($)
$ in Millions
Mar. 31, 2022
Sep. 30, 2021
Assets:    
Cash and cash equivalents $ 5,715 $ 7,201
Assets segregated for regulatory purposes and restricted cash ($10,394 and $2,100 at fair value) 19,531 11,348
Collateralized agreements 571 480
Financial instruments, at fair value:    
Trading assets ($225 and $326 pledged as collateral) 475 610
Available-for-sale securities ($28 and $20 pledged as collateral) 8,815 8,315
Derivative assets 183 255
Other investments ($22 and $22 pledged as collateral) 407 357
Brokerage client receivables, net 3,169 2,831
Other receivables, net 1,373 999
Bank loans, net 27,883 24,994
Loans to financial advisors, net 1,124 1,057
Deferred income taxes, net 412 305
Goodwill and identifiable intangible assets, net 1,110 882
Other assets 2,333 2,257
Total assets 73,101 61,891
Liabilities and shareholders’ equity:    
Bank deposits 34,685 32,495
Collateralized financings 425 277
Financial instrument liabilities, at fair value:    
Trading liabilities 186 176
Derivative liabilities 271 228
Brokerage client payables 22,697 13,991
Accrued compensation, commissions and benefits 1,573 1,825
Other payables 1,762 1,701
Other borrowings 856 858
Senior notes payable 2,037 2,037
Total liabilities 64,492 53,588
Commitments and contingencies (see Note 16)
Shareholders’ equity    
Preferred stock; $.10 par value; 10,000,000 shares authorized; -0- shares issued and outstanding 0 0
Common stock; $.01 par value; 650,000,000 shares authorized, 239,295,583 shares issued, and 207,897,379 shares outstanding as of March 31, 2022; 350,000,000 shares authorized, 239,062,254 shares issued, and 205,738,821 shares outstanding as of September 30, 2021 2 2
Additional paid-in capital 2,093 2,088
Retained earnings 8,256 7,633
Treasury stock, at cost; 31,398,204 and 33,323,433 common shares as of March 31, 2022 and September 30, 2021, respectively (1,360) (1,437)
Accumulated other comprehensive loss (389) (41)
Total equity attributable to Raymond James Financial, Inc. 8,602 8,245
Noncontrolling interests 7 58
Total shareholders’ equity 8,609 8,303
Total liabilities and shareholders’ equity $ 73,101 $ 61,891