VARIABLE INTEREST ENTITIES (Tables)

3 Months Ended

Dec. 31, 2021

Variable Interest Entities [Abstract]

VIEs where we are the primary beneficiary - aggregate assets and liabilities

The aggregate assets and liabilities of the VIEs we consolidate are provided in the following table. Aggregate assets and aggregate liabilities may differ from the consolidated carrying value of assets and liabilities due to the elimination of intercompany assets and liabilities held by the consolidated VIE.

$ in millions	Aggregate assets		Aggregate liabilities
December 31, 2021
Private Equity Interests	$	48	$	4
LIHTC funds	119		52
Restricted Stock Trust Fund	24		24
Total	$	191	$	80
September 30, 2021
Private Equity Interests	$	66	$	4
LIHTC funds	111		52
Restricted Stock Trust Fund	15		15
Total	$	192	$	71

VIEs where we are the primary beneficiary - carrying value of assets, liabilities and equity

The following table presents information about the carrying value of the assets and liabilities of the VIEs which we consolidate and which are included on our Condensed Consolidated Statements of Financial Condition. Intercompany balances are eliminated in consolidation and not reflected in the following table.

$ in millions	December 31, 2021		September 30, 2021
Assets:
Cash and cash equivalents and assets segregated for regulatory purposes and restricted cash	$	7	$	10
Other investments	47		63
Other assets	114		105
Total assets	$	168	$	178
Liabilities:
Other payables	$	44	$	45
Total liabilities	$	44	$	45
Noncontrolling interests	$	51	$	58

VIEs where we hold a variable interest but we are not the primary beneficiary - aggregate assets, liabilities and exposure to loss

The aggregate assets, liabilities, and our exposure to loss from those VIEs in which we hold a variable interest, but as to which we have concluded we are not the primary beneficiary, are provided in the following table.

	December 31, 2021						September 30, 2021
$ in millions	Aggregate assets		Aggregate liabilities		Our risk of loss		Aggregate assets		Aggregate liabilities		Our risk of loss
Private Equity Interests	$	7,163	$	88	$	86	$	7,318	$	47	$	82
LIHTC funds	7,374		2,465		14		7,032		2,280		71
Other	714		176		11		519		155		10
Total	$	15,251	$	2,729	$	111	$	14,869	$	2,482	$	163