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CONDENSED CONSOLIDATED STATEMENTS OF FINANCIAL CONDITION (Unaudited) - USD ($)
$ in Millions
Dec. 31, 2021
Sep. 30, 2021
Assets:    
Cash and cash equivalents $ 8,216 $ 7,201
Assets segregated for regulatory purposes and restricted cash ($9,599 and $2,100 at fair value) 15,490 11,348
Collateralized agreements 347 480
Financial instruments, at fair value:    
Trading assets ($292 and $326 pledged as collateral) 370 610
Available-for-sale securities ($19 and $20 pledged as collateral) 8,547 8,315
Derivative assets 214 255
Other investments ($22 and $22 pledged as collateral) 711 357
Brokerage client receivables, net 2,721 2,831
Other receivables, net 1,038 999
Bank loans, net 26,132 24,994
Loans to financial advisors, net 1,108 1,057
Deferred income taxes, net 305 305
Goodwill and identifiable intangible assets, net 874 882
Other assets 2,388 2,257
Total assets 68,461 61,891
Liabilities and shareholders’ equity:    
Bank deposits 34,092 32,495
Collateralized financings 268 277
Financial instrument liabilities, at fair value:    
Trading liabilities 171 176
Derivative liabilities 232 228
Brokerage client payables 19,201 13,991
Accrued compensation, commissions and benefits 1,428 1,825
Other payables 1,524 1,701
Other borrowings 856 858
Senior notes payable 2,037 2,037
Total liabilities 59,809 53,588
Commitments and contingencies (see Note 15)
Shareholders’ equity    
Preferred stock; $.10 par value; 10,000,000 shares authorized; -0- shares issued and outstanding 0 0
Common stock; $.01 par value; 350,000,000 shares authorized; 239,160,005 and 239,062,254 shares issued as of December 31, 2021 and September 30, 2021, respectively, and 207,465,632 and 205,738,821 shares outstanding as of December 31, 2021 and September 30, 2021, respectively 2 2
Additional paid-in capital 2,055 2,088
Retained earnings 8,003 7,633
Treasury stock, at cost; 31,694,373 and 33,323,433 common shares as of December 31, 2021 and September 30, 2021, respectively (1,373) (1,437)
Accumulated other comprehensive loss (87) (41)
Total equity attributable to Raymond James Financial, Inc. 8,600 8,245
Noncontrolling interests 52 58
Total shareholders’ equity 8,652 8,303
Total liabilities and shareholders’ equity $ 68,461 $ 61,891