VARIABLE INTEREST ENTITIES (Tables)

12 Months Ended

Sep. 30, 2021

Variable Interest Entities [Abstract]

VIEs Where We are the Primary Beneficiary - Aggregate Assets and Liabilities

The aggregate assets and liabilities of the VIEs we consolidate are provided in the following table. Aggregate assets and aggregate liabilities may differ from the consolidated carrying value of assets and liabilities due to the elimination of intercompany assets and liabilities held by the consolidated VIE.

$ in millions	Aggregate assets		Aggregate liabilities
September 30, 2021
Private Equity Interests	$	66	$	4
LIHTC funds	111		52
Restricted Stock Trust Fund	15		15
Total	$	192	$	71
September 30, 2020
Private Equity Interests	$	39	$	4
LIHTC funds	168		76
Restricted Stock Trust Fund	14		14
Total	$	221	$	94

VIEs Where We are the Primary Beneficiary - Carrying Value of Assets, Liabilities, and Equity

The following table presents information about the carrying value of the assets and liabilities of the VIEs which we consolidate and which are included on our Consolidated Statements of Financial Condition. Intercompany balances are eliminated in consolidation and not reflected in the following table.

	September 30,
$ in millions	2021		2020
Assets:
Cash and cash equivalents and assets segregated for regulatory purposes and restricted cash	$	10	$	9
Other investments	63		37
Other assets	105		164
Total assets	$	178	$	210
Liabilities:
Other payables	$	45	$	76
Total liabilities	$	45	$	76
Noncontrolling interests	$	58	$	62

VIEs Where We Hold a Variable Interest but We are Not the Primary Beneficiary - Aggregate Assets, Liabilities, and Exposure to Loss

The aggregate assets, liabilities, and our exposure to loss from those VIEs in which we hold a variable interest, but as to which we have concluded we are not the primary beneficiary, are provided in the following table.

	September 30,
	2021						2020
$ in millions	Aggregate assets		Aggregate liabilities		Our risk of loss		Aggregate assets		Aggregate liabilities		Our risk of loss
Private Equity Interests	$	7,318	$	47	$	82	$	7,738	$	96	$	67
LIHTC funds	7,032		2,280		71		6,516		1,993		66
Other	519		155		10		227		136		6
Total	$	14,869	$	2,482	$	163	$	14,481	$	2,225	$	139