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CONSOLIDATED STATEMENTS OF FINANCIAL CONDITION - USD ($)
$ in Millions
Sep. 30, 2021
Sep. 30, 2020
Assets:    
Cash and cash equivalents $ 7,201 $ 5,390
Assets segregated for regulatory purposes and restricted cash ($2,100 and $0 at fair value) 11,348 4,244
Collateralized agreements 480 422
Financial instruments, at fair value:    
Trading assets ($326 and $265 pledged as collateral) 610 513
Available-for-sale securities ($20 and $23 pledged as collateral) 8,315 7,650
Derivative assets 255 438
Other investments ($22 and $37 pledged as collateral) 357 334
Brokerage client receivables, net 2,831 2,435
Other receivables, net 999 927
Bank loans, net 24,994 21,195
Loans to financial advisors, net 1,057 1,012
Deferred income taxes, net 305 262
Goodwill and identifiable intangible assets, net 882 600
Other assets 2,257 2,060
Total assets 61,891 47,482
Liabilities and shareholders’ equity:    
Bank deposits 32,495 26,801
Collateralized financings 277 250
Financial instrument liabilities, at fair value:    
Trading liabilities 176 240
Derivative liabilities 228 393
Brokerage client payables 13,991 6,792
Accrued compensation, commissions and benefits 1,825 1,384
Other payables 1,701 1,513
Other borrowings 858 888
Senior notes payable 2,037 2,045
Total liabilities 53,588 40,306
Commitments and contingencies (see Note 19)
Shareholders’ equity    
Preferred stock; $.10 par value; 10,000,000 shares authorized; -0- shares issued and outstanding 0 0
Common stock; $.01 par value; 350,000,000 shares authorized; 239,062,254 and 238,510,737 shares issued as of September 30, 2021 and 2020, respectively, and 205,738,821 and 204,834,839 shares outstanding as of September 30, 2021 and 2020, respectively 2 2
Additional paid-in capital 2,088 2,007
Retained earnings 7,633 6,484
Treasury stock, at cost; 33,323,433 and 33,675,898 common shares as of September 30, 2021 and 2020, respectively (1,437) (1,390)
Accumulated other comprehensive income/(loss) (41) 11
Total equity attributable to Raymond James Financial, Inc. 8,245 7,114
Noncontrolling interests 58 62
Total shareholders’ equity 8,303 7,176
Total liabilities and shareholders’ equity $ 61,891 $ 47,482