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CONDENSED CONSOLIDATED STATEMENTS OF FINANCIAL CONDITION (Unaudited) - USD ($)
$ in Millions
Mar. 31, 2021
Sep. 30, 2020
Assets:    
Cash and cash equivalents $ 5,851 $ 5,390
Assets segregated pursuant to regulations ($5,250 and $0, at fair value) 9,674 4,244
Collateralized agreements 451 422
Financial instruments, at fair value:    
Trading assets ($363 and $265 pledged as collateral) 567 513
Available-for-sale securities ($21 and $23 pledged as collateral) 8,158 7,650
Derivative assets 304 438
Other investments ($40 and $37 pledged as collateral) 370 334
Brokerage client receivables, net 2,513 2,435
Other receivables, net 1,007 927
Bank loans, net 22,879 21,195
Loans to financial advisors, net 988 1,012
Property and equipment, net 543 535
Deferred income taxes, net 277 262
Goodwill and identifiable intangible assets, net 868 600
Other assets 1,616 1,525
Total assets 56,066 47,482
Liabilities and shareholders’ equity:    
Bank deposits 29,254 26,801
Collateralized financings 278 250
Financial instrument liabilities, at fair value:    
Trading liabilities 212 240
Derivative liabilities 324 393
Brokerage client payables 12,475 6,792
Accrued compensation, commissions and benefits 1,372 1,384
Other payables 1,608 1,513
Other borrowings 861 888
Senior notes payable 2,045 2,045
Total liabilities 48,429 40,306
Commitments and contingencies (see Note 16)
Shareholders’ equity    
Preferred stock; $.10 par value; 10,000,000 shares authorized; -0- shares issued and outstanding 0 0
Common stock; $.01 par value; 350,000,000 shares authorized; 159,231,968 and 159,007,158 shares issued as of March 31, 2021 and September 30, 2020, respectively, and 137,155,669 and 136,556,559 shares outstanding as of March 31, 2021 and September 30, 2020, respectively 2 2
Additional paid-in capital 2,028 2,007
Retained earnings 7,004 6,484
Treasury stock, at cost; 22,076,299 and 22,450,599 common shares as of March 31, 2021 and September 30, 2020, respectively (1,404) (1,390)
Accumulated other comprehensive income/(loss) (38) 11
Total equity attributable to Raymond James Financial, Inc. 7,592 7,114
Noncontrolling interests 45 62
Total shareholders’ equity 7,637 7,176
Total liabilities and shareholders’ equity $ 56,066 $ 47,482