REGULATORY CAPITAL REQUIREMENTS (Tables)

3 Months Ended

Dec. 31, 2020

Compliance with Regulatory Capital Requirements under Banking Regulations [Line Items]

Summary of Minimum Requirements Under Regulatory Framework

To meet requirements for capital adequacy purposes or to be categorized as “well-capitalized,” RJF must maintain minimum CET1, Tier 1 capital, Total capital and Tier 1 leverage amounts and ratios as set forth in the following table.


	Actual				Requirement for capital adequacy purposes				To be well-capitalized under regulatory provisions
$ in millions	Amount		Ratio		Amount		Ratio		Amount		Ratio
RJF as of December 31, 2020:
CET1	$	6,538	23.4	%	$	1,255	4.5	%	$	1,813	6.5	%
Tier 1 capital	$	6,538	23.4	%	$	1,674	6.0	%	$	2,232	8.0	%
Total capital	$	6,860	24.6	%	$	2,232	8.0	%	$	2,790	10.0	%
Tier 1 leverage	$	6,538	12.9	%	$	2,028	4.0	%	$	2,535	5.0	%

RJF as of September 30, 2020:
CET1	$	6,490	24.2	%	$	1,208	4.5	%	$	1,744	6.5	%
Tier 1 capital	$	6,490	24.2	%	$	1,610	6.0	%	$	2,147	8.0	%
Total capital	$	6,804	25.4	%	$	2,147	8.0	%	$	2,684	10.0	%
Tier 1 leverage	$	6,490	14.2	%	$	1,824	4.0	%	$	2,280	5.0	%

RJ Bank

Compliance with Regulatory Capital Requirements under Banking Regulations [Line Items]

Summary of Minimum Requirements Under Regulatory Framework

To meet the requirements for capital adequacy or to be categorized as “well-capitalized,” RJ Bank, N.A. must maintain CET1, Tier 1 capital, Total capital and Tier 1 leverage amounts and ratios as set forth in the following table.


	Actual				Requirement for capital adequacy purposes				To be well-capitalized under regulatory provisions
$ in millions	Amount		Ratio		Amount		Ratio		Amount		Ratio
RJ Bank, N.A. as of December 31, 2020:
CET1	$	2,340	13.1	%	$	803	4.5	%	$	1,160	6.5	%
Tier 1 capital	$	2,340	13.1	%	$	1,071	6.0	%	$	1,428	8.0	%
Total capital	$	2,565	14.4	%	$	1,428	8.0	%	$	1,784	10.0	%
Tier 1 leverage	$	2,340	7.5	%	$	1,251	4.0	%	$	1,563	5.0	%

RJ Bank, N.A. as of September 30, 2020:
CET1	$	2,279	13.0	%	$	788	4.5	%	$	1,138	6.5	%
Tier 1 capital	$	2,279	13.0	%	$	1,051	6.0	%	$	1,401	8.0	%
Total capital	$	2,500	14.3	%	$	1,401	8.0	%	$	1,751	10.0	%
Tier 1 leverage	$	2,279	7.7	%	$	1,183	4.0	%	$	1,479	5.0	%

Raymond James & Associates Inc

Compliance with Regulatory Capital Requirements under Banking Regulations [Line Items]

Net Capital and Risk Adjusted Capital Positions of Certain Businesses and Subsidiaries

The following table presents the net capital position of RJ&A.


$ in millions	December 31, 2020			September 30, 2020
Raymond James & Associates, Inc.:
(Alternative Method elected)
Net capital as a percent of aggregate debit items	59.9		%	48.0		%
Net capital	$	1,498		$	1,245
Less: required net capital	(50)			(52)
Excess net capital	$	1,448		$	1,193