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CONDENSED CONSOLIDATED STATEMENTS OF FINANCIAL CONDITION (Unaudited) - USD ($)
$ in Millions
Dec. 31, 2020
Sep. 30, 2020
Assets:    
Cash and cash equivalents $ 5,377 $ 5,390
Assets segregated pursuant to regulations 8,768 4,244
Collateralized agreements 533 422
Financial instruments, at fair value:    
Trading assets ($268 and $265 pledged as collateral) 386 513
Available-for-sale securities ($22 and $23 pledged as collateral) 8,000 7,650
Derivative assets 368 438
Other investments ($37 and $37 pledged as collateral) 863 334
Brokerage client receivables, net 2,286 2,435
Other receivables, net 850 927
Bank loans, net 21,957 21,195
Loans to financial advisors, net 976 1,012
Property and equipment, net 534 535
Deferred income taxes, net 262 262
Goodwill and identifiable intangible assets, net 834 600
Other assets 1,663 1,525
Total assets 53,657 47,482
Liabilities and shareholders’ equity:    
Bank deposits 27,790 26,801
Collateralized financings 297 250
Financial instrument liabilities, at fair value:    
Trading liabilities 152 240
Derivative liabilities 310 393
Brokerage client payables 11,918 6,792
Accrued compensation, commissions and benefits 1,135 1,384
Other payables 1,710 1,513
Other borrowings 862 888
Senior notes payable 2,045 2,045
Total liabilities 46,219 40,306
Commitments and contingencies (see Note 14)
Shareholders’ equity    
Preferred stock; $.10 par value; 10,000,000 shares authorized; -0- shares issued and outstanding 0 0
Common stock; $.01 par value; 350,000,000 shares authorized; 159,127,724 and 159,007,158 shares issued as of December 31, 2020 and September 30, 2020, respectively, and 137,378,992 and 136,556,559 shares outstanding as of December 31, 2020 and September 30, 2020, respectively 2 2
Additional paid-in capital 1,996 2,007
Retained earnings 6,702 6,484
Treasury stock, at cost; 21,748,732 and 22,450,599 common shares as of December 31, 2020 and September 30, 2020, respectively (1,354) (1,390)
Accumulated other comprehensive income 17 11
Total equity attributable to Raymond James Financial, Inc. 7,363 7,114
Noncontrolling interests 75 62
Total shareholders’ equity 7,438 7,176
Total liabilities and shareholders’ equity $ 53,657 $ 47,482