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CONSOLIDATED STATEMENTS OF FINANCIAL CONDITION - USD ($)
$ in Millions
Sep. 30, 2020
Sep. 30, 2019
Assets:    
Cash and cash equivalents $ 5,390 $ 3,957
Cash and cash equivalents segregated pursuant to regulations 4,244 2,014
Collateralized agreements 422 591
Financial instruments, at fair value:    
Trading instruments ($265 and $535 pledged as collateral) 513 708
Available-for-sale securities ($23 and $24 pledged as collateral) 7,650 3,093
Derivative assets 438 338
Other investments ($37 and $32 pledged as collateral) 334 365
Brokerage client receivables, net 2,435 2,671
Other receivables, net 927 830
Bank loans, net 21,195 20,891
Loans to financial advisors, net 1,012 983
Property and equipment, net 535 527
Deferred income taxes, net 262 231
Goodwill and identifiable intangible assets, net 600 611
Other assets 1,525 1,020
Total assets 47,482 38,830
Liabilities and shareholders’ equity:    
Bank deposits 26,801 22,281
Collateralized financings 250 473
Financial instrument liabilities, at fair value:    
Trading instruments 240 296
Derivative liabilities 393 313
Brokerage client payables 6,792 4,361
Accrued compensation, commissions and benefits 1,384 1,272
Other payables 1,513 747
Other borrowings 888 894
Senior notes payable 2,045 1,550
Total liabilities 40,306 32,187
Commitments and contingencies (see Note 17)
Shareholders’ equity    
Preferred stock; $.10 par value; 10,000,000 shares authorized; -0- shares issued and outstanding 0 0
Common stock; $.01 par value; 350,000,000 shares authorized; 159,007,158 and 158,435,030 shares issued as of September 30, 2020 and 2019, respectively, and 136,556,559 and 137,841,952 shares outstanding as of September 30, 2020 and 2019, respectively 2 2
Additional paid-in capital 2,007 1,938
Retained earnings 6,484 5,874
Treasury stock, at cost; 22,450,599 and 20,593,078 common shares as of September 30, 2020 and 2019, respectively (1,390) (1,210)
Accumulated other comprehensive income/(loss) 11 (23)
Total equity attributable to Raymond James Financial, Inc. 7,114 6,581
Noncontrolling interests 62 62
Total shareholders’ equity 7,176 6,643
Total liabilities and shareholders’ equity $ 47,482 $ 38,830