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CONDENSED CONSOLIDATED STATEMENTS OF FINANCIAL CONDITION (Unaudited) - USD ($)
$ in Millions
Jun. 30, 2020
Sep. 30, 2019
Assets:    
Cash and cash equivalents $ 5,632 $ 3,957
Cash and cash equivalents segregated pursuant to regulations 3,205 2,014
Securities purchased under agreements to resell 193 343
Securities borrowed 300 248
Financial instruments, at fair value:    
Trading instruments ($270 and $535 pledged as collateral) 361 708
Available-for-sale securities ($24 and $24 pledged as collateral) 5,630 3,093
Derivative assets 452 338
Other investments ($40 and $32 pledged as collateral) 327 365
Brokerage client receivables, net 2,346 2,671
Receivables from brokers, dealers and clearing organizations 472 281
Other receivables 616 549
Bank loans, net 21,223 20,891
Loans to financial advisors, net 992 983
Property and equipment, net 537 527
Deferred income taxes, net 222 231
Goodwill and identifiable intangible assets, net 602 611
Other assets 1,572 1,020
Total assets 44,682 38,830
Liabilities and shareholders’ equity:    
Bank deposits 25,372 22,281
Securities sold under agreements to repurchase 228 150
Securities loaned 88 323
Financial instruments sold but not yet purchased, at fair value:    
Trading instruments 154 296
Derivative liabilities 394 313
Brokerage client payables 5,955 4,361
Payables to brokers, dealers and clearing organizations 190 229
Accrued compensation, commissions and benefits 1,109 1,272
Other payables 1,243 518
Other borrowings 890 894
Senior notes payable 2,044 1,550
Total liabilities 37,667 32,187
Commitments and contingencies (see Note 15)
Shareholders’ equity    
Preferred stock; $.10 par value; 10,000,000 shares authorized; -0- shares issued and outstanding 0 0
Common stock; $.01 par value; 350,000,000 shares authorized; 158,909,194 and 158,435,030 shares issued as of June 30, 2020 and September 30, 2019, respectively, and 137,025,724 and 137,841,952 shares outstanding as of June 30, 2020 and September 30, 2019, respectively 2 2
Additional paid-in capital 1,984 1,938
Retained earnings 6,326 5,874
Treasury stock, at cost; 21,883,470 and 20,593,078 common shares as of June 30, 2020 and September 30, 2019, respectively (1,348) (1,210)
Accumulated other comprehensive income/(loss) 1 (23)
Total equity attributable to Raymond James Financial, Inc. 6,965 6,581
Noncontrolling interests 50 62
Total shareholders’ equity 7,015 6,643
Total liabilities and shareholders’ equity $ 44,682 $ 38,830