REGULATORY CAPITAL REQUIREMENTS (Tables)

6 Months Ended

Mar. 31, 2020

Raymond James Financial Inc

Compliance with Regulatory Capital Requirements under Banking Regulations [Line Items]

Summary of Minimum Requirements Under Regulatory Framework

To meet requirements for capital adequacy purposes or to be categorized as “well-capitalized,” RJF must maintain minimum CET1, Tier 1 capital, Total capital and Tier 1 leverage amounts and ratios as set forth in the following table.

	Actual				Requirement for capital adequacy purposes				To be well-capitalized under regulatory provisions
$ in millions	Amount		Ratio		Amount		Ratio		Amount		Ratio
RJF as of March 31, 2020:
CET1	$	6,183	24.1	%	$	1,156	4.5	%	$	1,669	6.5	%
Tier 1 capital	$	6,183	24.1	%	$	1,541	6.0	%	$	2,054	8.0	%
Total capital	$	6,490	25.3	%	$	2,054	8.0	%	$	2,568	10.0	%
Tier 1 leverage	$	6,183	14.2	%	$	1,745	4.0	%	$	2,181	5.0	%
RJF as of September 30, 2019:
CET1	$	5,971	24.8	%	$	1,085	4.5	%	$	1,567	6.5	%
Tier 1 capital	$	5,971	24.8	%	$	1,446	6.0	%	$	1,928	8.0	%
Total capital	$	6,207	25.8	%	$	1,928	8.0	%	$	2,410	10.0	%
Tier 1 leverage	$	5,971	15.7	%	$	1,525	4.0	%	$	1,906	5.0	%

RJ Bank

Compliance with Regulatory Capital Requirements under Banking Regulations [Line Items]

Summary of Minimum Requirements Under Regulatory Framework

To meet the requirements for capital adequacy or to be categorized as “well-capitalized,” RJ Bank must maintain CET1, Tier 1 capital, Total capital and Tier 1 leverage amounts and ratios as set forth in the following table.

	Actual				Requirement for capital adequacy purposes				To be well-capitalized under regulatory provisions
$ in millions	Amount		Ratio		Amount		Ratio		Amount		Ratio
RJ Bank as of March 31, 2020:
CET1	$	2,232	12.7	%	$	792	4.5	%	$	1,144	6.5	%
Tier 1 capital	$	2,232	12.7	%	$	1,056	6.0	%	$	1,408	8.0	%
Total capital	$	2,454	13.9	%	$	1,408	8.0	%	$	1,760	10.0	%
Tier 1 leverage	$	2,232	8.1	%	$	1,102	4.0	%	$	1,377	5.0	%
RJ Bank as of September 30, 2019:
CET1	$	2,246	13.2	%	$	764	4.5	%	$	1,103	6.5	%
Tier 1 capital	$	2,246	13.2	%	$	1,018	6.0	%	$	1,358	8.0	%
Total capital	$	2,458	14.5	%	$	1,358	8.0	%	$	1,697	10.0	%
Tier 1 leverage	$	2,246	8.8	%	$	1,021	4.0	%	$	1,276	5.0	%

Raymond James & Associates Inc

Compliance with Regulatory Capital Requirements under Banking Regulations [Line Items]

Net Capital and Risk Adjusted Capital Positions of Certain Businesses and Subsidiaries

The following table presents the net capital position of RJ&A.

$ in millions	March 31, 2020			September 30, 2019
Raymond James & Associates, Inc.:
(Alternative Method elected)
Net capital as a percent of aggregate debit items	41.5		%	39.7		%
Net capital	$	1,122		$	1,056
Less: required net capital	(54		)	(53		)
Excess net capital	$	1,068		$	1,003