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REGULATIONS AND CAPITAL REQUIREMENTS (Tables)
9 Months Ended
Jun. 30, 2015
Raymond James Financial Inc  
Compliance with Regulatory Capital Requirements under Banking Regulations [Line Items]  
Summary of Minimum Requirements Under Regulatory Framework
To meet requirements for capital adequacy purposes or to be categorized as “well capitalized,” RJF must maintain minimum Common equity tier 1, Tier 1 risk-based, Total risk-based, and Tier 1 leverage amounts and ratios as set forth in the table below.

 
Actual
 
Requirement for capital
adequacy purposes
 
To be well capitalized under prompt
corrective action
provisions
 
Amount
 
Ratio
 
Amount
 
Ratio
 
Amount
 
Ratio
 
($ in thousands)
RJF as of June 30, 2015:
 
 
 
 
 
 
 
 
 
 
 
(computed in accordance with Basel III)
 
 
 
 
 
 
 
 
 
 
 
Common equity tier 1 capital
$
4,065,998

 
21.3
%
 
$
859,635

 
4.5
%
 
$
1,241,696

 
6.5
%
Tier 1 capital
4,065,998

 
21.3
%
 
1,146,181

 
6.0
%
 
1,528,241

 
8.0
%
Total capital
4,244,781

 
22.2
%
 
1,528,241

 
8.0
%
 
1,910,301

 
10.0
%
Tier 1 leverage
4,065,998

 
16.7
%
 
972,688

 
4.0
%
 
1,215,859

 
5.0
%
 
 
 
 
 
 
 
 
 
 
 
 
RJF as of September 30, 2014:
 
 
 
 
 
 
 
 
 
 
 
(computed in accordance with Basel 2.5)
 
 
 
 
 
 
 
 
 
 
 
Tier 1 capital
$
3,775,385

 
19.7
%
 
$
765,589

 
4.0
%
 
$
1,148,384

 
6.0
%
Total capital
3,940,516

 
20.6
%
 
1,531,178

 
8.0
%
 
1,913,973

 
10.0
%
Tier 1 leverage
3,775,385

 
16.4
%
 
919,546

 
4.0
%
 
1,149,433

 
5.0
%
RJ Bank  
Compliance with Regulatory Capital Requirements under Banking Regulations [Line Items]  
Summary of Minimum Requirements Under Regulatory Framework
To meet the requirements for capital adequacy or to be categorized as “well capitalized,” RJ Bank must maintain minimum Common equity Tier 1, tier 1 risk-based, Total risk-based, and Tier 1 leverage amounts and ratios as set forth in the table below.
 
Actual
 
Requirement for capital
adequacy purposes
 
To be well capitalized under prompt
corrective action
provisions
 
Amount
 
Ratio
 
Amount
 
Ratio
 
Amount
 
Ratio
 
($ in thousands)
RJ Bank as of June 30, 2015:
 
 
 
 
 
 
 
 
 
 
 
(computed in accordance with Basel III)
 
 
 
 
 
 
 
 
 
 
 
Common equity tier I capital
$
1,487,606

 
13.6
%
 
$
493,421

 
4.5
%
 
$
712,720

 
6.5
%
Tier 1 capital
1,487,606

 
13.6
%
 
657,895

 
6.0
%
 
877,193

 
8.0
%
Total capital
1,625,138

 
14.8
%
 
877,193

 
8.0
%
 
1,096,492

 
10.0
%
Tier 1 leverage
1,487,606

 
11.1
%
 
538,271

 
4.0
%
 
672,839

 
5.0
%
 
 
 
 
 
 
 
 
 
 
 
 
RJ Bank as of September 30, 2014:
 

 
 

 
 

 
 

 
 

 
 

(computed in accordance with Basel I)
 
 
 
 
 
 
 
 
 
 
 
Tier 1 capital
$
1,314,374

 
11.2
%
 
$
467,926

 
4.0
%
 
$
701,889

 
6.0
%
Total capital
1,460,895

 
12.5
%
 
935,852

 
8.0
%
 
1,169,815

 
10.0
%
Tier 1 leverage
1,314,374

 
10.7
%
 
492,186

 
4.0
%
 
615,232

 
5.0
%
Raymond James & Associates Inc  
Compliance with Regulatory Capital Requirements under Banking Regulations [Line Items]  
Net Capital and Risk Adjusted Capital Positions of Certain Businesses and Subsidiaries
The net capital position of our wholly owned broker-dealer subsidiary RJ&A is as follows:
 
As of
 
June 30, 2015
 
September 30, 2014
 
($ in thousands)
Raymond James & Associates, Inc.:
 
 
 
(Alternative Method elected)
 
 
 
Net capital as a percent of aggregate debit items
23.21
%
 
24.14
%
Net capital
$
446,914

 
$
442,866

Less: required net capital
(38,510
)
 
(36,694
)
Excess net capital
$
408,404

 
$
406,172

Raymond James Financial Services Inc  
Compliance with Regulatory Capital Requirements under Banking Regulations [Line Items]  
Net Capital and Risk Adjusted Capital Positions of Certain Businesses and Subsidiaries
The net capital position of our wholly owned broker-dealer subsidiary RJFS is as follows:
 
As of
 
June 30, 2015
 
September 30, 2014
 
(in thousands)
Raymond James Financial Services, Inc.:
 
 
 
(Alternative Method elected)
 
 
 
Net capital
$
26,294

 
$
23,748

Less: required net capital
(250
)
 
(250
)
Excess net capital
$
26,044

 
$
23,498

Raymond James Ltd  
Compliance with Regulatory Capital Requirements under Banking Regulations [Line Items]  
Net Capital and Risk Adjusted Capital Positions of Certain Businesses and Subsidiaries
The risk adjusted capital of RJ Ltd. is as follows (in Canadian dollars):
 
As of
 
June 30, 2015
 
September 30, 2014
 
(in thousands)
Raymond James Ltd.:
 
 
 
Risk adjusted capital before minimum
$
107,675

 
$
107,645

Less: required minimum capital
(250
)
 
(250
)
Risk adjusted capital
$
107,425

 
$
107,395