XML 52 R44.htm IDEA: XBRL DOCUMENT v2.4.1.9
SHARE-BASED COMPENSATION (Tables)
6 Months Ended
Mar. 31, 2015
Stock option awards  
Share-based Compensation Arrangement by Share-based Payment Award [Line Items]  
Schedule of Compensation Cost for Share-based Payment Arrangements, Allocation of Share-based Compensation Costs by Plan
Expense and income tax benefits related to our stock options awards granted to employees, members of our Board of Directors and independent contractor financial advisors are presented below:
 
Three months ended March 31,
 
Six months ended March 31,
 
2015
 
2014
 
2015
 
2014
 
(in thousands)
Total share-based expense
$
2,571

 
$
3,128

 
$
5,688

 
$
6,861

Income tax benefit related to share-based expense
250

 
483

 
626

 
1,278

Schedule of Unrecognized Compensation Cost, Nonvested Awards
Unrecognized pre-tax expense for stock option awards granted to employees, members of our Board of Directors, and independent contractor financial advisors, net of estimated forfeitures, and the remaining period over which the expense will be recognized as of March 31, 2015, are presented below:
 
Unrecognized
pre-tax expense
 
Remaining
weighted-
average amortization period
 
(in thousands)
 
(in years)
Employees and members of our Board of Directors
$
29,043

 
3.5
Independent contractor financial advisors
1,825

 
3.4
Restricted stock and restricted stock unit awards  
Share-based Compensation Arrangement by Share-based Payment Award [Line Items]  
Schedule of Compensation Cost for Share-based Payment Arrangements, Allocation of Share-based Compensation Costs by Plan
Expense and income tax benefits related to our restricted equity awards (which include restricted stock and restricted stock units) granted to employees, members of our Board of Directors, and independent contractor financial advisors are presented below:
 
Three months ended March 31,
 
Six months ended March 31,
 
2015
 
2014
 
2015
 
2014
 
(in thousands)
Total share-based expense
$
14,189

 
$
12,422

 
$
33,155

 
$
29,057

Income tax benefit related to share-based expense
5,038

 
4,304

 
11,900

 
10,220

Schedule of Unrecognized Compensation Cost, Nonvested Awards
Unrecognized pre-tax expense for restricted equity awards granted to employees, members of our Board of Directors and independent contractor financial advisors, net of estimated forfeitures, and the remaining period over which the expense will be recognized as of March 31, 2015, are presented below:
 
Unrecognized
pre-tax expense
 
Remaining
weighted-
average amortization period
 
(in thousands)
 
(in years)
Employees and members of our Board of Directors
$
108,156

 
3.0
Independent contractor financial advisors
65

 
1.3