GOODWILL AND IDENTIFIABLE INTANGIBLE ASSETS (Tables)

6 Months Ended

Mar. 31, 2015

Goodwill and Intangible Assets Disclosure [Abstract]

Schedule of Goodwill and Net Identifiable Intangible Asset Balances

The following are our goodwill and net identifiable intangible asset balances as of the dates indicated:

	March 31, 2015		September 30, 2014
	(in thousands)
Goodwill	$	295,486	$	295,486
Identifiable intangible assets, net	55,187		58,775
Total goodwill and identifiable intangible assets, net	$	350,673	$	354,261

Schedule of Goodwill

The following summarizes our goodwill by segment, along with the activity, as of the dates indicated:

	Three months ended March 31,						Six months ended March 31,
	Segment						Segment
	Private client group		Capital markets		Total		Private client group		Capital markets		Total
	(in thousands)
Fiscal year 2015
Goodwill as of beginning of period	$	174,584	$	120,902	$	295,486	$	174,584	$	120,902	$	295,486
Impairment losses	—		—		—		—		—		—
Goodwill as of end of period	$	174,584	$	120,902	$	295,486	$	174,584	$	120,902	$	295,486
Fiscal year 2014
Goodwill as of beginning of period	$	174,584	$	120,902	$	295,486	$	174,584	$	120,902	$	295,486
Impairment losses	—		—		—		—		—		—
Goodwill as of end of period	$	174,584	$	120,902	$	295,486	$	174,584	$	120,902	$	295,486

Schedule of Net Amortizable Intangible Assets

The following table sets forth our identifiable intangible asset balances by segment, net of accumulated amortization, and activity for the periods indicated:

	Segment
	Private client group			Capital markets			Asset management			RJ Bank			Total
	(in thousands)
For the three months ended March 31, 2015
Net identifiable intangible assets as of beginning of period	$	8,472		$	36,600		$	10,663		$	1,253		$	56,988
Additions	—			—			—			118			118
Amortization expense	(139		)	(1,375		)	(333		)	(72		)	(1,919		)
Impairment losses	—			—			—			—			—
Net identifiable intangible assets as of end of period	$	8,333		$	35,225		$	10,330		$	1,299		$	55,187
For the six months ended March 31, 2015
Net identifiable intangible assets as of beginning of period	$	8,611		$	37,975		$	10,996		$	1,193		$	58,775
Additions	—			—			—			233			233
Amortization expense	(278		)	(2,750		)	(666		)	(127		)	(3,821		)
Impairment losses	—			—			—			—			—
Net identifiable intangible assets as of end of period	$	8,333		$	35,225		$	10,330		$	1,299		$	55,187
For the three months ended March 31, 2014
Net identifiable intangible assets as of beginning of period	$	9,035		$	42,099		$	11,996		$	1,014		$	64,144
Additions	—			—			—			118			118
Amortization expense	(146		)	(1,375		)	(333		)	(48		)	(1,902		)
Impairment losses	—			—			—			—			—
Net identifiable intangible assets as of end of period	$	8,889		$	40,724		$	11,663		$	1,084		$	62,360
For the six months ended March 31, 2014
Net identifiable intangible assets as of beginning of period	$	9,191		$	43,474		$	12,329		$	984		$	65,978
Additions	—			—			—			189			189
Amortization expense	(302		)	(2,750		)	(666		)	(89		)	(3,807		)
Impairment losses	—			—			—			—			—
Net identifiable intangible assets as of end of period	$	8,889		$	40,724		$	11,663		$	1,084		$	62,360

Schedule of Finite-Lived Intangible Assets by Major Class

Identifiable intangible assets by type are presented below:

	March 31, 2015					September 30, 2014
	Gross carrying value		Accumulated amortization			Gross carrying value		Accumulated amortization
	(in thousands)
Customer relationships	$	65,957	$	(16,469	)	$	65,957	$	(13,875	)
Trade name	—		—			2,000		(2,000		)
Developed technology	11,000		(6,600		)	11,000		(5,500		)
Non-compete agreements	—		—			1,000		(1,000		)
Mortgage servicing rights	1,726		(427		)	1,493		(300		)
Total	$	78,683	$	(23,496	)	$	81,450	$	(22,675	)