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CONSOLIDATED STATEMENTS OF FINANCIAL CONDITION (USD $)
In Thousands
Sep. 30, 2011
Sep. 30, 2010
Assets:  
Cash and cash equivalents$ 2,439,695[1]$ 2,943,239[1]
Assets segregated pursuant to regulations and other segregated assets3,548,683[2]3,430,715[2],[3]
Securities purchased under agreements to resell and other collateralized financings398,247344,652
Financial instruments, at fair value:  
Trading instruments492,771591,447
Available for sale securities520,665424,461
Private equity and other investments294,356321,079
Receivables:  
Brokerage clients, net1,716,8281,675,535
Stock borrowed225,561262,888
Bank loans, net6,547,9146,094,929
Brokers-dealers and clearing organizations96,096143,994
Other536,364442,856
Deposits with clearing organizations91,482[4]76,488[4]
Prepaid expenses and other assets364,264451,357
Investments in real estate partnerships held by consolidated variable interest entities320,384280,890
Property and equipment, net169,850170,768
Deferred income taxes, net171,911165,208
Goodwill71,92462,575
Total assets18,006,99517,883,081
Liabilities and equity:  
Trading instruments sold but not yet purchased, at fair value76,150131,038
Securities sold under agreements to repurchase188,745233,346
Payables:  
Brokerage clients4,690,4143,308,115
Stock loaned814,589698,668
Bank deposits7,739,322[5]7,079,718[5]
Brokers-dealers and clearing organizations111,408137,041
Trade and other309,723290,268
Other borrowings02,557,000
Accrued compensation, commissions and benefits452,849418,591
Loans payable of consolidated variable interest entities99,98276,464
Corporate debt611,968355,964
Total liabilities15,095,15015,286,213
Commitments and contingencies (see Note 17)  
Equity  
Preferred stock; $.10 par value; authorized 10,000,000 shares; issued and outstanding -0- shares00
Common stock; $.01 par value; authorized 350,000,000 shares; issued 130,670,086 at September 30, 2011 and 128,620,429 at September 30, 20101,2711,244
Shares exchangeable into common stock; -0- at September 30, 2011 and 243,048 at September 30, 201003,119
Additional paid-in capital565,135476,359
Retained earnings2,125,8181,909,865
Treasury stock, at cost; 4,263,029 common shares at September 30, 2011 and 3,918,492 common shares at September 30, 2010(95,000)(81,574)
Accumulated other comprehensive income(9,605)(6,197)
Total equity attributable to Raymond James Financial, Inc.2,587,6192,302,816
Noncontrolling interests324,226294,052
Total equity2,911,8452,596,868
Total liabilities and equity$ 18,006,995$ 17,883,081
[1]The total amount presented includes $471 million and $287 million of cash and cash equivalents which are either on deposit at RJ Bank or are otherwise invested by one of our subsidiaries, on behalf of RJF as of September 30, 2011 and September 30, 2010, respectively.
[2]Consists primarily of cash or qualified securities maintained in accordance with Rule 15c3-3 of the Securities Exchange Act of 1934. RJ&A, as a broker-dealer carrying client accounts, is subject to requirements related to maintaining cash or qualified securities in a segregated reserve account for the exclusive benefit of its clients. Additionally, RJ Ltd. is required to hold client Registered Retirement Savings Plan funds in trust.
[3]Other segregated assets at September 30, 2010 include $1.3 billion held as collateral by the FHLB securing an overnight advance which was related to the point-in-time regulatory balance sheet composition requirements mentioned in item (1) above. On October 1, 2010, the advance was repaid.
[4]Consists of deposits of cash and cash equivalents or other short-term securities held by other clearing organizations or exchanges.
[5]Bank deposits exclude affiliate deposits of approximately $250 million and $400 million at September 30, 2011 and 2010, respectively.