COMMITMENTS, CONTINGENCIES AND GUARANTEES (Tables)

9 Months Ended

Jun. 30, 2011

COMMITMENTS, CONTINGENCIES AND GUARANTEES [Abstract]

Approximate market values of collateral received that can be repledged

At June 30, 2011, the approximate market values of collateral received that we can repledge were:

	Sources of Collateral
	(in thousands)
Securities purchased under agreements to resell and other collateralized financings	$	468,859
Securities received in securities borrowed vs. cash transactions		304,020
Collateral received for margin loans		1,363,463
Total	$	2,136,342

Approximate market values of collateral repledged

Certain collateral was repledged. At June 30, 2011, the approximate market values of this portion of collateral and financial instruments that we own and pledged were:

	Uses of Collateral and Trading Securities
	(in thousands)
Securities sold under agreements to repurchase	$	69,355
Securities delivered in securities loaned vs. cash transactions		696,311
Collateral used for cash loans		29
Collateral used for deposits at clearing organizations		94,755
Total	$	860,450