0001127602-19-017362.txt : 20190503 0001127602-19-017362.hdr.sgml : 20190503 20190503194813 ACCESSION NUMBER: 0001127602-19-017362 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190501 FILED AS OF DATE: 20190503 DATE AS OF CHANGE: 20190503 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Whalen Julie CENTRAL INDEX KEY: 0001274281 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14077 FILM NUMBER: 19797793 MAIL ADDRESS: STREET 1: 3260 VAN NESS AVENUE CITY: SAN FRANCISCO STATE: CA ZIP: 94109 FORMER NAME: FORMER CONFORMED NAME: PATENAUDE JULIE DATE OF NAME CHANGE: 20031223 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WILLIAMS SONOMA INC CENTRAL INDEX KEY: 0000719955 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-HOME FURNITURE, FURNISHINGS & EQUIPMENT STORES [5700] IRS NUMBER: 942203880 STATE OF INCORPORATION: CA FISCAL YEAR END: 0129 BUSINESS ADDRESS: STREET 1: 3250 VAN NESS AVENUE CITY: SAN FRANCISCO STATE: CA ZIP: 94109 BUSINESS PHONE: 415-421-7900 MAIL ADDRESS: STREET 1: 3250 VAN NESS AVENUE CITY: SAN FRANCISCO STATE: CA ZIP: 94109 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2019-05-01 0000719955 WILLIAMS SONOMA INC WSM 0001274281 Whalen Julie 3250 VAN NESS AVE. SAN FRANCISCO CA 94109 1 EVP CHIEF FINANCIAL OFFICER Common Stock 2019-05-01 4 M 0 6475 0 A 55787 D Common Stock 2019-05-01 4 F 0 3211 57.17 D 52576 D Common Stock 2019-05-01 4 M 0 9251 0 A 61827 D Common Stock 2019-05-01 4 F 0 4587 57.17 D 57240 D Common Stock 1045 I By Managed Account Restricted Stock Units 2019-05-01 4 M 0 6475 0 D Common Stock 6475 12951 D Restricted Stock Units 2019-05-01 4 M 0 9251 0 D Common Stock 9251 0 D Represents the number of shares withheld upon vesting of restricted stock units to cover tax withholding obligations. Represents the number of shares held by the reporting person in the Williams-Sonoma, Inc. Stock Fund under the Williams-Sonoma, Inc. 401(k) Plan, based on a statement dated May 1, 2019. Each restricted stock unit represents a contingent right to receive one share of WSM common stock. The restricted stock units vest in four equal installments on each anniversary of the grant date in 2018, 2019, 2020 and 2021. Vesting of these units was subject to a performance metric, which has been met. The restricted stock units are cancelled upon vesting and delivery of shares of WSM common stock. The restricted stock units vested in two equal installments on each anniversary of the grant date in 2018 and 2019. Vesting of these units was subject to a performance metric, which has been met. /s/ Phil Louridas, Attorney-in-Fact for Julie Whalen 2019-05-03