0001562180-23-002056.txt : 20230301 0001562180-23-002056.hdr.sgml : 20230301 20230301171239 ACCESSION NUMBER: 0001562180-23-002056 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230227 FILED AS OF DATE: 20230301 DATE AS OF CHANGE: 20230301 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BECKER GREGORY W CENTRAL INDEX KEY: 0001259867 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39154 FILM NUMBER: 23694889 MAIL ADDRESS: STREET 1: 3003 TASMAN DRIVE CITY: SANTA CLARA STATE: CA ZIP: 95054 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SVB FINANCIAL GROUP CENTRAL INDEX KEY: 0000719739 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 911962278 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3003 TASMAN DR CITY: SANTA CLARA STATE: CA ZIP: 95054 BUSINESS PHONE: 4086547400 MAIL ADDRESS: STREET 1: 3003 TASMAN DRIVE CITY: SANTA CLARA STATE: CA ZIP: 95054 FORMER COMPANY: FORMER CONFORMED NAME: SILICON VALLEY BANCSHARES DATE OF NAME CHANGE: 19920703 4 1 primarydocument.xml PRIMARY DOCUMENT X0306 4 2023-02-27 false 0000719739 SVB FINANCIAL GROUP SIVB 0001259867 BECKER GREGORY W 3005 TASMAN DRIVE SANTA CLARA CA 95054 false true false false President and CEO Common Stock 2023-02-27 4 M false 4000.00 105.18 A 96552.00 I Revocable Trust Common Stock 2023-02-27 4 M false 4451.00 105.18 A 101003.00 I Revocable Trust Common Stock 2023-02-27 4 M false 4000.00 105.18 A 105003.00 I Revocable Trust Common Stock 2023-02-27 4 S false 899.00 285.7975 D 104104.00 I Revocable Trust Common Stock 2023-02-27 4 S false 3675.00 286.8626 D 100429.00 I Revocable Trust Common Stock 2023-02-27 4 S false 6276.00 287.686 D 94153.00 I Revocable Trust Common Stock 2023-02-27 4 S false 1601.00 288.559 D 92552.00 I Revocable Trust Common Stock 6315.00 I By 401(k)/ESOP Stock Option 105.18 2023-02-27 4 M false 4451.00 0.00 D 2023-05-02 Common Stock 4451.00 8000.00 D Stock Option 105.18 2023-02-27 4 M false 4000.00 0.00 D 2023-05-02 Common Stock 4000.00 4000.00 D Stock Option 105.18 2023-02-27 4 M false 4000.00 0.00 D 2023-05-02 Common Stock 4000.00 0.00 D This transaction was executed in multiple trades at prices ranging from $285.27 to $286.23; the price reported above reflects the weighted average sale price. This transaction was executed in multiple trades at prices ranging from $286.26 to $287.24; the price reported above reflects the weighted average sale price. This transaction was executed in multiple trades at prices ranging from $287.25 to $288.21; the price reported above reflects the weighted average sale price. This transaction was executed in multiple trades at prices ranging from $288.29 to $289.05; the price reported above reflects the weighted average sale price. 25%/4yr beginning on 02-May-2016. These transactions reported were effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person effective January 26, 2023. /s/Desiree Combs, Attorney-in-Fact for Gregory Becker 2023-03-01