0001562180-22-007949.txt : 20221130 0001562180-22-007949.hdr.sgml : 20221130 20221130170301 ACCESSION NUMBER: 0001562180-22-007949 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20221128 FILED AS OF DATE: 20221130 DATE AS OF CHANGE: 20221130 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Descheneaux Michael CENTRAL INDEX KEY: 0001398582 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39154 FILM NUMBER: 221436188 MAIL ADDRESS: STREET 1: 3003 TASMAN DRIVE CITY: SANTA CLARA STATE: CA ZIP: 95054 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SVB FINANCIAL GROUP CENTRAL INDEX KEY: 0000719739 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 911962278 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3003 TASMAN DR CITY: SANTA CLARA STATE: CA ZIP: 95054 BUSINESS PHONE: 4086547400 MAIL ADDRESS: STREET 1: 3003 TASMAN DRIVE CITY: SANTA CLARA STATE: CA ZIP: 95054 FORMER COMPANY: FORMER CONFORMED NAME: SILICON VALLEY BANCSHARES DATE OF NAME CHANGE: 19920703 4 1 primarydocument.xml PRIMARY DOCUMENT X0306 4 2022-11-28 false 0000719739 SVB FINANCIAL GROUP SIVB 0001398582 Descheneaux Michael 3005 TASMAN DRIVE SANTA CLARA CA 95054 false true false false President, Silicon Valley Bank Common Stock 2022-06-30 5 A false E 36.00 335.742 A 22819.00 D Common Stock 2022-11-28 4 F false 30.00 217.52 D 22789.00 D Common Stock 2022-11-28 4 F false 58.00 217.52 D 22731.00 D Common Stock 2022-11-28 4 M false 30.00 0.00 A 22761.00 D Common Stock 2022-11-28 4 M false 58.00 0.00 A 22819.00 D Common Stock 348.00 I By 401(k)/ESOP Restricted Stock Unit 2022-11-28 4 F false 30.00 0.00 D 2028-05-03 Common Stock 30.00 752.00 D Restricted Stock Unit 2022-11-28 4 F false 58.00 0.00 D 2029-05-02 Common Stock 58.00 1495.00 D These shares were acquired under the Issuer's Employee Stock Purchase Plan in transactions that were exempt under both Rule 16b-3(d) and Rule 16b-3(c). Shares withheld by Issuer for payment of tax liability incurred upon Retirement Eligibility of restricted stock units. The information in this report is based on 401(k)/ESOP Plan statement dated as of September 30, 2022. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common Stock. Restricted stock units are subject to annual vesting in four equal installments on the anniversary date of the grant, 25% on each of the successive anniversary dates. /s/Wei Sun, Attorney-in-Fact for Michael Descheneaux 2022-11-30